How you can resist funding the government → a survey of tactics of historical tax resistance campaigns → avoid falsehood, engage in radical honesty → see also

From Tolstoy On Civil Disobedience and Non-Violence, New Society Publishers, Philadelphia (), pp. 187–205.

Note from the Translator: This letter was addressed to a Russian lady who wrote to Tolstoy asking his advice or assistance when the “Literature Committee,” Komitet Gramotnosti, in which she was actively engaged, was closed. The circumstances were as follows: A “Voluntary Economic Society” (founded in the reign of Catherine the Great) existed, and was allowed to debate economic problems within certain limits. Its existence was sanctioned by, and it was under the control of, the Ministry of the Interior. A branch of this society was formed called the “Literature Committee.” This branch aimed at spreading good and wholesome literature among the people and in the schools, by establishing libraries or in other ways. However, their views as to what books it is good for people to read did not tally with those of the government, and in it was decreed that the “Voluntary Economic Society” should be transferred from the supervision of the Ministry of the Interior to that of the Ministry of Education. This sounded harmless, but translated into unofficial language it meant that the activity of the Committee was to terminate, and the proceeding of the whole Society was to be reduced to a formality.

I should be very glad to join you and your associates — whose work I know and appreciate — in standing up for the rights of the “Literature Committee,” and in opposing the enemies of popular education. But in the sphere in which you are working, I see no way to resist them.

My only consolation is that I, too, am constantly engaged in struggling against the same enemies of enlightenment, though in another manner.

Concerning the special question with which you are preoccupied, I think that, in place of the “Literature Committee” which has been prohibited, a number of other “Literature Associations,” to pursue the same objects, should be formed without consulting the government, and without asking permission from any censor. Let government, if it likes, prosecute these “Literature Associations,” punish the members, banish them, etc. If government does that it will merely cause people to attach special importance to good books and to libraries, and it will strengthen the trend toward enlightenment.

It seems to me that it is now specially important to do what is right quietly and persistently, not only without asking permission from government, but consciously avoiding its participation. The strength of the government lies in the people’s ignorance, and government knows this, and will, therefore, always oppose true enlightenment. It is time we realized that fact. And it is most undesirable to let government, while it is diffusing darkness, pretend it is busy with the enlightenment of the people. It is doing this now, by means of all sorts of pseudo-educational establishments which it controls: schools, high schools, universities, academies, and all kinds of committees and congresses. But good is good, and enlightenment is enlightenment, only when it is quite good and quite enlightened, and not when it is toned down to meet the requirements of Delyanof’s or Durnovo’s circulars. And I am extremely sorry when I see valuable, disinterested, and self-sacrificing efforts spent unprofitably. Sometimes it seems to me quite comical to see good, wise people spending their strength in a struggle against government, to be maintained on the basis of laws which that very government itself makes just what it likes.

The matter is, it seems to me, this:—

There are people (we ourselves are such) who realize that our government is very bad, and who struggle against it. From before the days of Radishchef1 and the Decembrists2 there have been two ways of carrying on the struggle; one way is that of Stenka Razin3, Pugatchef4, the Decembrists, the Revolutionary party5 of , the Terrorists6 of , and others.

The other way is that which is preached and practiced by you — the method of the “Gradualists,” which consists in carrying on the struggle without violence and within the limits of the law, conquering constitutional rights bit by bit.

Both these methods have been employed unceasingly within my memory for more than half a century, and yet the state of things grows worse and worse. Even such signs of improvement as do show themselves have come, not from either of these kinds of activity, but from causes of which I will speak later on, and in spite of the harm done by these two kinds of activity. Meanwhile, the power against which we struggle grows ever greater, stronger, and more insolent. The last rays of self-government — the zemstvos (local government boards), public trial, your Literature Committee, etc. — are all being done away with.

Now that both methods have been ineffectually tried for so long a time, we may, it seems to me, see clearly that neither the one nor the other will do — and why this is so. To me, at least, who have always disliked our government, but have never adopted either of the above methods of resisting it, the defects of both methods are apparent.

The first way is unsatisfactory because (even could an attempt to alter the existing regime by violent means succeed) there would be no guarantee that the new organization would be durable, and that the enemies of that new order would not, at some convenient opportunity, triumph by using violence such as has been used against them, as has happened over and over again in France and wherever else there have been revolutions. And so the new order of things, established by violence, would have continually to be supported by violence, i.e. by wrong-doing. And, consequently, it would inevitably and very quickly be vitiated like the order it replaced. And in case of failure, all the violence of the revolutionists only strengthens the order of things they strive against (as has always been the case, in our Russian experience, from Pugatchef’s rebellion to the attempt of the thirteenth of March), for it drives the whole crowd of undecided people, who stand wavering between the two parties, into the camp of the conservative and retrograde party. So I think that, guided by both reason and experience, we may boldly say that this means, besides being immoral, is also irrational and ineffective.

The other method is, in my opinion, even less effective or rational. It is ineffective and irrational because government, having in its hands the whole power (the army, the administration, the Church, the schools, and police), and framing what are called the laws, on the basis of which the Liberals wish to resist it — this government knows very well what is really dangerous to it, and will never let people who submit to it, and act under its guidance, do anything that will undermine its authority. For instance, take the case before us: a government such as ours (or any other), which rests on the ignorance of the people, will never consent to their being really enlightened. It will sanction all kinds of pseudo-educational organizations, controlled by itself: schools, high schools, universities, academies, and all kinds of committees and congresses and publications sanctioned by the censor — as long as those organizations and publications serve its purpose, i.e. stupefy people, or, at least do not hinder the stupefaction of people. But as soon as those organizations, or publications, attempt to cure that on which the power of government rests, i.e. the blindness of the people, the government will simply, and without rendering account to any one, or saying why it acts so and not otherwise, pronounce its “veto” and will rearrange, or close, the establishments and organizations and will forbid the publications. And therefore, as both reason and experience clearly show, such an illusory, gradual conquest of rights is a self-deception which suits the government admirably, and which it, therefore, is even ready to encourage.

But not only is this activity irrational and ineffectual, it is also harmful. It is harmful because enlightened, good, and honest people by entering the ranks of the government give it a moral authority which but for them it would not possess. If the government were made up entirely of that coarse element — the violators, self-seekers, and flatterers — who form its core, it could not continue to exist. The fact that honest and enlightened people are found who participate in the affairs of the government gives government whatever it possesses of moral prestige.

That is one evil resulting from the activity of Liberals who participate in the affairs of government, or who come to terms with it. Another evil of such activity is that, in order to secure opportunities to carry on their work, these highly enlightened and honest people have to begin to compromise, and so, little by little, come to consider that, for a good end, one may swerve somewhat from truth in word and deed. For instance, that one may, though not believing in the established Church, go through its ceremonies; may take oaths; and may, when necessary for the success of some affair, present petitions couched in language which is untrue and offensive to man’s natural dignity: may enter the army; may take part in a local government which has been stripped of all its powers; may serve as a master or a professor, teaching not what one considers necessary oneself, but what one is told to preach by government; and that one may even become a Zemsky Nachalnik7, submitting to governmental demands and instructions which violate one’s conscience; may edit newspapers and periodicals, remaining silent about what ought to be mentioned, and printing what one is ordered to print; and entering into these compromises — the limits of which cannot be foreseen — enlightened and honest people (who alone could form some barrier to the infringements of human liberty by the government, imperceptibly retreating ever farther and farther from the demands of conscience) fall at last into a position of complete dependency on government. They receive rewards and salaries from it, and, continuing to imagine they are forwarding liberal ideas, they become the humble servants and supporters of the very order against which they set out to fight.

It is true that there are also better, sincere people in the Liberal camp, whom the government cannot bribe, and who remain unbought and free from salaries and position. But even these people have been ensnared in the nets spread by government, beat their wings in their cages (as you are now doing with your Committee), unable to advance from the spot they are on. Or else, becoming enraged, they go over to the revolutionary camp; or they shoot themselves, or take to drink, or they abandon the whole struggle in despair, and, oftenest of all, retire into literary activity, in which, yielding to the demands of the censor, they say only what they are allowed to say, and — by that very silence about what is most important — convey to the public distorted views which just suit the government. But they continue to imagine that, they are serving society by the writings which give them the measure of subsistence.

Thus, both reflection and experience alike show me that both the means of combating government, heretofore believed in, are not only ineffectual, but actually tend to strengthen the power and the irresponsibility of government.

What is to be done? Evidently not what for seventy years past has proved fruitless, and has only produced inverse result. What is to be done? Just what those have done, thanks to whose activity is due that progress toward light and good which has been achieved since the world began, and is sill being achieved today. That is what must be done. And what is it?

Merely the simple, quiet, truthful carrying on of what you consider good and needful, quite independently of government, and of whether it likes it or not. In other words: standing up for your rights, not as a member of the Literature Committee, not as a deputy, not as a landowner, not as a merchant, not even as a member of Parliament; but standing up for your rights as a rational and free man, and defending them, not as the rights of local boards or committees are defended, with concessions and compromises, but without any concessions and compromises, in the only way in which moral and human dignity can be defended.

Successfully to defend a fortress one has to burn all the houses in the suburbs, and to leave only what is strong and what we intend not to surrender on any account. Only from the basis of this firm stronghold can we conquer all we require. True, the rights of a member of Parliament, or even of a member of a local board, are greater than the rights of a plain man; and it seems as if we could do much by using those rights. But the hitch is that in order to obtain the rights of a member of Parliament, or of a committeeman, one has to abandon part of one’s rights as a man. And having abandoned part of one’s rights as a man, there is no longer any fixed point of leverage, and one can no longer either conquer or maintain any real right. In order to lift others out of a quagmire one must stand on firm ground oneself, and if, hoping the better to assist others, you go into the quagmire, you will not pull others out, but will yourself sink in.

It may be very desirable and useful to get an eight-hour day legalized by Parliament, or to get a liberal program for school libraries sanctioned by your Committee; but if, as a means to this end, a member of Parliament must publicly lift up his hand and lie, lie when taking an oath, by expressing in words respect for what he does not respect; or (in our own case) if, in order to pass most liberal programs, it is necessary to take part in public worship, to be sworn, to wear a uniform, to write mendacious and flattering petitions, and to make speeches of a similar character, etc. — then by doing these things and forgoing our dignity as men, we lose much more than we gain, and by trying to reach one definite aim (which very often is not reached) we deprive ourselves of the possibility of reaching other aims which are of supreme importance. Only people who have something which they will on no account and under no circumstances yield can resist a government and curb it. To have power to resist you must stand on firm ground.

And the government knows this very well, and is concerned, above all else, to worm out of men that which will not yield, in other words, the dignity of man. When this wormed out of them, government calmly proceeds to do what it likes, knowing that it will no longer meet any real resistance. A man who consents publicly to swear, pronouncing the degrading and mendacious words of the oath; or submissively to wait several hours, dressed up in a uniform, at a ministry reception; or to inscribe himself as a special constable for the coronation; or to fast and receive communion for respectability’s sake; or to ask of the head censor whether he may or may not, express such and such thoughts, etc. — such a man is no longer feared by government.

Alexander said he did not fear the Liberals because he knew they could all be bought, if not with money, then with honors.

People who take part in government, or work under its direction, may deceive themselves or their sympathizers by making a show of struggling; but those against whom they struggle — the government — know quite well, by the strength of the resistance experienced, that these people are not really pulling, but are only pretending to. And our government knows this with respect to the Liberals, and constantly tests the quality of the opposition, and finding that genuine resistance is practically non-existent, it continues its course in full assurance that it can do what it likes with such opponents.

The government of Alexander knew this very well, and, knowing it, deliberately destroyed all that the Liberals thought that they had achieved and were so proud of. It altered and limited trial by jury; it abolished the “Judges of the Peace”; it canceled the rights of the universities; it perverted the whole system of instruction in the high schools; it reestablished the cadet corps, and even the state’s sale of intoxicants; it established the Zemsky Nachalniks; it legalized flogging; it almost abolished the local government boards (emstvos); it gave uncontrolled power to the governors of provinces; it encouraged the quartering of troops (eksekutsia) on the peasants in punishment; it increased the practice of “administrative”8 banishment and imprisonment, and the capital punishment of political offenders; it renewed religious persecutions; it brought to a climax the use of barbarous superstitions; it legalized murder in duels; under the name of a “state of siege”9 it established lawlessness with capital punishment, as a normal condition of things — and in all this it met with no protest except for one honorable woman10 who boldly told the government the truth as she saw it.

The Liberals whispered among themselves that these things displeased them, but they continued to take part in legal proceedings, and in the local governments, and in the universities, and in government service, and in the press. In the press they hinted at what they were allowed to hint at, and kept silence on matters they had to be silent about, but they printed whatever they were told to print. So that every reader (who was not privy to the whisperings of the editorial rooms), on receiving a liberal paper or magazine, read the announcement of the most cruel and irrational measure unaccompanied by comment or sign of disapproval, sycophantic and flattering addresses to those guilty of enacting these measures, and frequently even praise of the measures themselves. Thus all the dismal activity of the government of Alexander  — destroying whatever good had begun to take root in the days of Alexander , and striving to turn Russia back to the barbarity of  — all this dismal activity of gallows, rods, persecutions, and stupefaction of the people has become (even in the liberal papers and magazines) the basis of an insane laudation of Alexander and of his acclamation as a great man and a model of human dignity.

This same thing is being continued in the new reign. The young man who succeeded the late Tsar, having no understanding of life, was assured, by the men in power to who it was profitable to say so, that the best way to rule a hundred million people is to do as his father did, i.e. not to ask advice from any one but just to do what comes into one’s head, or what the first flatterer about him advises. And, fancying that unlimited autocracy is a sacred life-principle of the Russian people, the young man begins to reign; and, instead of asking the representatives of the Russian people to help him with their advice in the task of ruling (about which he, educated in a cavalry regiment, knows nothing, and can know nothing), he rudely and insolently shouts at those representatives of the Russian people who visit him with congratulations, and he calls the desire, timidly expressed by some of them11, to be allowed to inform the authorities of their needs, “nonsensical fancies.”

And what followed? Was Russian society shocked? Did enlightened and honest people — the Liberals — express their indignation and repulsion? Did they at least refrain from laudation of this government and from participating in it and encouraging it? Not at all. From that time a specially intense competition in adulation commenced, both of the father and of the son who imitated him. And not a protesting voice was heard, except in one anonymous letter, cautiously expressing disapproval of the young Tsar’s conduct. And, from all sides, fulsome and flattering addresses were brought to the Tsar, as well as (for some reason or other) ikons12, which nobody wanted and which served merely as objects of idolatry to benighted people. An insane expenditure of money, the coronation, amazing in its absurdity, was arranged; the arrogance of the rulers and their contempt of the people caused thousands to perish in a fearful calamity, which was regarded as a slight eclipse of the festivities, which should not terminate on that account13. An exhibition was organized, which no one wanted except those who organized it, and which cost millions of rubles. In the Chancery of the Holy Synod, with unparalleled effrontery, a new and supremely stupid means of mystifying people was devised, viz., the enshrinement of the incorruptible body of a saint whom nobody knew anything about. The stringency of the censor was increased. Religious persecution was made more severe. The “state of siege,” i.e. the legalization of lawlessness, was continued, and the state of things is still becoming worse and worse.

And I think that all this would not have happened if those enlightened, honest people, who are now occupied in Liberal activity on the basis of legality, in local governments, in the committees, in censor-ruled literature, etc., had not devoted their energies to the task, of circumventing the government, and, without abandoning the forms it has itself arranged, of finding ways to make it act so as to harm and injure itself14; but, abstaining from taking any part in government or in a business bound up with government, had merely claimed their rights as men.

“You wish, instead of ‘Judges of the Peace,’ to institute Zemsky Nachalniks with birch rods; that is your business, but we will not go to law before your Zemsky Nachalniks, and will not ourselves accept appointment to such an office: you wish to make trial by jury a mere formality; that is your business, but we will not serve as judges, or as advocates, or jurymen: you wish under the name of a ‘state of siege,’ to establish despotism; that is your business, but we will not participate in it, and will plainly call the ‘state of siege’ despotism, and capital punishment inflicted without trial, murder: you wish to organize cadet corps, or classical high schools, in which military exercises and the Orthodox faith are taught; that is your affair, but we will not teach in such schools, or send our children to them, but will educate our children as seems to us right: you decide to reduce the local government boards (zemstvos) to impotence; we will not take part in it: you prohibit the publication of literature that displeases you; you may seize books and punish the printers, but you cannot prevent our speaking and writing, and we shall continue to do so: you demand an oath of allegiance to the Tsar; we will not accede to what is so stupid, false, and degrading: you order us to serve in the army; we will not do so, because wholesale murder is as opposed to our conscience as individual murder, and above all, because the promise to murder whomsoever a commander may tell us to murder is the meanest act a man can commit: you profess a religion which is a thousand years behind the times, with an ‘Iberian Mother of God’15, relics, and coronations; that is your affair, but we do not acknowledge idolatry and superstition to be religion but call them idolatry and superstition, and we try to free people from them.”

And what can government do against such activity? It can banish or imprison a man for preparing a bomb, or even for printing a proclamation to working-men; it can transfer our “Literature Committee” from one ministry to another, or close a Parliament — but what can a government do, with a man who is not willing publicly to lie with uplifted hand, or who is not willing to send his children to an establishment which he considers bad, or who is not willing to learn to kill people, or is not willing to take part in idolatry, or is not willing to take part in coronations, deputations, an addresses, or who says and writes what he thinks and feels? By prosecuting such a man, government secures for him general sympathy, making him a martyr, and it undermines the foundations on which it is itself built, for in so acting, instead of protecting human rights, it itself infringes them.

And it is only necessary for all those good, enlightened, and honest people, whose strength is now wasted in revolutionary, socialistic, or liberal activity, harmful to themselves and to their cause, to begin to act thus, and a nucleus of honest, enlightened, and moral people would form around them, united in the same thoughts and the same feelings; and to this nucleus the ever wavering crowd of average people would at once gravitate, and public opinion — the only power which subdues governments — would become evident, demanding freedom of speech, freedom of conscience, justice, and humanity. And as soon as public opinion was formulated, not only would it be impossible to close the “Literature Committee,” but all those inhuman organizations — the “state of siege,” the secret police, the censor, Schlusselburg16, the Holy Synod, and the rest — against which the revolutionists and the liberals are now struggling would disappear of themselves.

So that two methods of opposing the government have been tried, both unsuccessfully, and it now remains to try a third and a last method, one not yet tried, but one which, I think, cannot but be successful. Briefly, that means this: that all enlightened and honest people should try to be as good as they can, and not even good in all respects, but only in one; namely, in observing one of the most elementary virtues — to be honest, and not to lie, but to act and speak so that your motives should be intelligible to an affectionate seven-year old-boy; to act so that your boy should not say, “But why, papa, did you say so-and-so, and now you do and say something quite different?” This method seems very weak, and yet I am convinced that it is this method, and this method only, that has moved humanity since the race began. Only because there were straight men, truthful and courageous, who made no concessions that infringed their dignity as men, have all those beneficent revolutions been accomplished of which mankind now have the advantage, from the abolition of torture and slavery up to liberty of speech and of conscience. Nor can this be otherwise, for what conscience (the highest forefeeling man possesses of the truth accessible to him) demands, is always, and in all respects, the activity most fruitful and most necessary for humanity at the given time. Only a man who lives according to his conscience can have influence on people, and only activity that accords with one’s conscience can be useful.

But I must explain my meaning. To say that the most effectual means of achieving the ends toward which revolutionists and liberals are striving, is by activity in accord with their consciences, does not mean that people can begin to live conscientiously in order to achieve those ends. To begin to live conscientiously on purpose to achieve any external ends is impossible.

To live according to one’s conscience is possible only as a result of firm and clear religious convictions; the beneficent result of these in our external life will inevitably follow. Therefore the gist of what I wished to say to you is this: that it is unprofitable for good, sincere people to spend their powers of mind and soul in gaining small practical ends; e.g. in the various struggles of nationalities, or parties, or in Liberal wire-pulling, while they have not reached a clear and firm religious perception, i.e. a consciousness of the meaning and purpose of their life. I think that all the powers of soul and of mind of good people, who wish to be of service to men, should be directed to that end. When that is accomplished, all else will be accomplished too.

Forgive me for sending you so long a letter, which perhaps you did not at all need, but I have long wished to express my views on this question. I even began a long article about it, but I shall hardly have time to finish it before death comes, and therefore I wished to get at least part of it said. Forgive me if I am in error about anything.


  1. Radishchef, the author of A Journey from Petersburg to Moscow, was a Liberal whose efforts toward the abolition of serfdom displeased the government. He committed suicide in ―Translator
  2. The Decembrists were members of the organization which attempted, by force, to terminate autocratic government in Russia when Nicholas ascended the throne in . ―Translator
  3. Stenka Razin was a Cossack who raised a formidable insurrection in . He was eventually defeated and captured, and was executed in Moscow in . ―Translator
  4. Pugatchef headed the most formidable Russian insurrection of . He was executed in Moscow in . ―Translator
  5. The series of reforms, including the abolition of serfdom, which followed the Crimean War and the death of Nicholas , were, from the first, adopted half-heartedly. Since about the time of the Polish insurrection () the reactionary party obtained control of the government and has kept it ever since. The more vehement members of the Liberal party, losing hope of constitutional reform, organized a Revolutionary party in , and later on the Terrorist party was formed, which organized assassinations as a means toward liberty, equality, and fraternity. ―Translator
  6. Alexander was killed by a bomb thrown at him in the streets of Petersburg on . This assassination was organized by the Terrorist party. ―Translator
  7. During the Reform period, in the reign of Alexander , many iniquities of the old judicial system were abolished. Among other innovations “Judges of the Peace” were appointed to act as magistrates. They were elected (indirectly); if possessed of a certain property qualification, men of any class were eligible, and the regulations under which they acted were drawn up in a comparatively liberal spirit. Under Alexander the office of “Judge of the Peace” was abolished, and was replaced by “Zemsky Nachalniks.” Only members of the aristocracy were eligible; they were not elected, but appointed by government, and they were armed with authority to have peasants flogged. They were less like magistrates and more like government officials than the “Judges of the Peace” had been. ―Translator
  8. Sentenced by “Administrative Order” means sentenced by the arbitrary will of government, or the Chief of the Gendarmes of a province. Administrative sentences are often inflicted without the victim being heard in his own defense, or even knowing what acts (real or supposed) have led to his punishment. ―Translator
  9. The “Statute of Increased Protection,” usually translated “state of siege,” was first applied to Petersburg and Moscow only, but was subsequently extended to Odessa, Kief, Kharkof, and Warsaw. Under this law the power of capital punishment was entrusted to the governor-generals of the provinces in question. ―Translator
  10. Madame Tsebrikof, a well-known writer and literary critic, wrote a polite but honest letter to Alexander , pointing out what was being done by the government. She was banished to a distant province for a time and was then allowed to reside, not in Petersburg, but in the government of Tver. ―Translator
  11. By the representatives of the Tver Zemstvo and others, at a reception in the Winter Palace on the accession of Nicholas . ―Translator
  12. Conventional painting of God, Jesus, Angels, Saints, the mother of God, etc., usually done on bits of wood, with much gilding. They are hung up in the corners of the rooms as well as in churches, etc., to be prayed to. ―Translator
  13. As part of the coronation festivities a “people’s fête” was arranged to take place on the Khodinskoye Field, near Moscow. Owing to the incredible stupidity of the arrangements, some three thousand people were killed when trying to enter the grounds, besides a large number who were injured. This occurred on . That same evening the emperor danced at the grand ball give by the French ambassador in Moscow. ―Translator
  14. Sometimes it seems to me simply laughable that people can occupy themselves with such an evidently hopeless business; it is like undertaking to cut off an animal’s leg without its noticing it. ―Author
  15. “The Iberian Mother of God” is a wonder-working ikon of the Virgin Mary which draws a large revenue. It is frequently taken to visit the sick, and travels about with six horses; the attendant priest sits in the carriage bareheaded. The smallest fee charged is six shillings for a visit, but more is usually given. ―Translator
  16. The most terrible of the places of imprisonment in Petersburg; the Russian Bastille. ―Translator

And, having little of my own to say today, I turn over most of the rest of today’s entry to quoting other people. First, this bit from Allen Ginsberg, being interviewed in by Gregory Corso, in which he has a prescient vision of the world of blogs, and makes a less-uncanny prediction for their liberatory potential:

AG Yes, if anybody gets up and tries to lead armies of other people in the direction of his “Solution,” they ought to tell him publicly to go fuck himself. If every person who reads these notes immediately starts applying this simple Zen technique energetically to his environment it would start a chain reaction in front and annihilate East and West. I think a real revolution of interpersonal relations is at hand — individuals must seize control over the means of communication. That’s my solution. The techniques applied by poets for altering the world of literature can be easily applied over telephone lines, radio stations, TV control rooms, wire services, newspaper desks, movie sets and projectors, all the way down to the minutest ramification of the vast electronic spiderweb network that controls all civilized portions of the globe — which are exactly the portions of the globe covered by infection with cold war. The war’s a byproduct of universal mass communication centralized direction of madmen. It is likely that this dialogue will be read mainly by people involved in subservient positions in that network, I therefore summon them this moment to seize the means of communication by revolution at their desks, microphones, cameras and typewriters. Otherwise I warn them they will be destroyed.

GC But exactly what should they revolt for? What should they say when they take over the means of communication?

AG They should say anything that comes into their head at the instant, whatever it is — in other words, if a radio announcer has got to read a story about the Russians refusing to agree on A Bomb testing, he might as well immediately interrupt his story to announce that he personally doesn’t know a fucking thing about the facts of the story except what came thru over the teletype, and if the guy at the other end of the teletype did the same thing it would reduce mass communication to a chaos of decentralized personal messages which is exactly what it should be. And that would end the cold war. And if anybody tried to organize this chaos so that Society could keep running, cut him off the line and give him his own personal ham station.

GC I hold that Communism seems only bad in America, I mean that a simple economic theory has been monsterized into Boogieman that seems to have driven America to Birch Societies, Neo-Nazis, etc. — so, in other words, America is really suffering by Communism more than if it was Communist — what say you?

AG Yes, the curse of Communism is universal centralized control over the psyches of participating individualities, and America intuits that if itself became Communist it would be the rottenest, sneakiest, smuggest, nastiest, finkiest, most materialistic Communism the world has ever seen, because all these characteristics have been built into it already by Capitalism. To avoid this all the reader has to do is apply the simple technique I just suggested. In the words of the Father of our country, “Father, I cannot tell a lie!” Next time in front of a microphone, absolutely not one conformist uncontroversial safe white lie, even if it means no more loot for delivering commercials. You, high school teacher, teach your own American history. You, newspaper reporter from these States, stop being yellow and express yourself, stop rewriting somebody else’s bad poetry. You, Hollywood producer, walk out on the banks and distributors. Everybody go on strike against the Government and institutions that run our government — universal strike on purely personal basis in your own area of activity without waiting for any central orders or program other than the promptings of your own conscience faced with total truthfulness or annihilation.

GC What will happen if America does this and Russia doesn’t?

AG You kidding? Like if that ever happened in America the world would hear five hundred million liberated squawks of ecstasy in Central China.

All this talk of Communism (which “seems only bad in America” according to Mr. Corso) made me want to double-check my position on The Political Compass. I was kind of surprised to find myself to be a slightly right-of-center libertarian.


I wrote about the interesting case of Jeff Knaebel, who left his prosperous conventional American Dream life years ago to live in a hut in India. He was unwilling to pay taxes that would make him complicit in the nightmare behind that Dream, and he took this stand to a level that seems extreme even here on The Picket Line where thoughts like this are eagerly entertained.

The transcript of another of Knaebel’s speeches has been published on-line . Some excerpts:

If I had not abandoned everything I had built up, leaving my country in order to escape slavery, if I were still a hard-working American taxpayer, I would have on my hands the blood of innocent Iraqi children, infants murdered in cold calculation as part of the price of oil and corporate dividends for the likes of Halliburton, Bechtel and Carlyle.…

Sadly, because of mental conditioning, ignorance and the power of media deception, I did not wake up in time to avoid the shame of knowing that some of my earlier tax dollars financed the murder of women and children in places like Nicaragua, Guatemala, Panama, Vietnam and Cambodia, among the many others where the American Empire has laid waste to land and life. Thus, because of my own moral complacency in the drive to be successful in my former country, I cannot escape the shame nor the karma of having been a financial accomplice to murder through my failure to resist taxation.

I describe myself as a slave of the State, which remains true despite self-imposed exile.…

It is warmonger slavery because the product of my labor is coercively removed from me by taxation and placed in the hands of a group of politicians who have anointed themselves with the power to decide who shall live and who shall die. No child on this earth is exempt from nuclear destruction, and where economies are subject to direct intervention by the State, the decision of whether a hungry child may receive wheat, or rice, or milk, or nothing at all is in the hands of a remote bureaucrat or politician who typically acts in his own self-interest, either as a rent-seeking bribe-taker or in order to gain an institutional favor.

The complaints are familiar to me; I’m more interested in his prescription:

How is it that we do not call the State by its true name of organized violence and perpetrator of mass murder? Is it because we live in a sea of lies, deceit, manipulation, secrecy and hidden agendas, such that even language is corrupted so far beyond recognition that we are expected to believe heads of State who tell us brazenly that war is peace, that murder is liberation? Or is it that we live in a mental condition of denial, benumbed by TV and media as by an injection of moral anesthetic?…

I suggest that peace-loving people withdraw as much as possible from interaction with and dependence upon the State. Begin building an independent nonviolent culture of self-reliance as taught by Gandhiji. This is now coming to life here and there among India’s villages. Let the State die peacefully of its own internal rot and corruption. Let us build our own wholesome lives. The foundation of morality is respect for all living beings. Let us free ourselves simply by refusing to cooperate with what we know is wrong.…

[O]ne potentially powerful way to begin is to be totally, transparently honest in word and deed with all others at all times. Shine the light of Truth as exemplified by Gandhiji’s Satyagraha (strong adherence to truth). Honesty means in part to call things by their true name directly, straight away.

Through this honest reporting, we might see what we are really doing, rather than being helplessly immobilized by the sheer horror of it all, or simply unable to find the pole star of truth to guide us on the sea of lies.

Immediately on reading this I remembered that back when I was reading Tolstoy’s essays on nonviolent direct action he had said something very similar — that the first and most important thing to do was to renounce falsehood and be determined to speak only the truth. (The letter in which he most forcefully makes this point is, alas, only available on-line in Russian.) Alexander Solzhenitsyn carries the torch in his essay, Not To Live By Falsehood, which I reproduce below.

Contrast that with the feeling of so much of the Democratic party, and of so many other people who consider themselves part of the opposition. They believe the problem is that they are failing to “frame” their issues well, where “frame” is a nice word for “spin.” They have seen how successfully the powerful have manipulated and petrified people through dishonesty, and they think the problem is that they aren’t as good at it. Honesty may be the best policy, they say, for losers.

I myself have long been an admirer of the Sniggler — who deceives people into seeing the truth, makes counterfeits of fakes, turns artifice back upon itself, and impersonates the voice of authority in order to undermine it.

Fight tyranny instead by renouncing falsehood and speaking only truth? That sounds suspiciously like the bliss bunny prescriptions to visualize whirled peas, and other romantic folderol set to the tune of one noble man standing firmly with his face to the worldly winds and stopping an empire by dazzling it with the overwhelming majesty of his integrity.

But perhaps honesty is a step that, while not sufficient, is necessary. If you’re fighting for power, dishonesty has its place. If you’re fighting against power and not to seize it for yourself, the means contain the ends and honesty may indeed be the best policy — or, at the least, one that has its place. The moral high ground is undefended and almost abandoned. Could it really be that it has no strategic advantage at all?

It is difficult to speak the truth — not just because there are many incentives to deceive, and not just because deceitful habits of language are broadcast on every channel, but because the truth is hard to get at, particularly through speech. “I have decided to henceforth say nothing that is not true,” says the student. “I’ll miss your voice,” says the Zen master.

But I may be setting the bar too high, and now it is set so low. Consider that in many quarters it is still an open question whether or not the Dubya Squad tried to deceive people into believing, for instance, that Iraq was an imminent weapons-of-mass-destruction threat. After all, Dubya never actually said the threat was “imminent” did he?

When we set the bar for honesty that low, when deceit is almost a sporting event in television entertainment, when it is a honored and appreciated part of statesmanship, and when people seek out their sources of education and information by how well they flatter and reinforce their own favorite lies — perhaps there’s really nowhere to go but up and so not much to lose by leading the way.


As a follow-up to ’s entry about whether honesty is the best policy, I was finally able to dig up an English translation of Tolstoy’s remarks on the subject.

Tolstoy starts off by reprinting news accounts of the manipulation of patriotism in Russia and in France to support the Franco-Russian alliance. This can be summarized by replacing “Oceana” with “Russia”, “Eurasia” with “France,” and “Eastasia” with “Germany” in the following quote from Orwell’s 1984:

[A]t just this moment it had been announced that Oceana was at war with Eastasia. Eurasia was an ally. There was, of course, no admission that any change had taken place. Merely it became known, with extreme suddenness and everywhere at once, that Eastasia and not Eurasia, was the enemy.

The celebrations of brotherhood and mutual admiration that accompanied what was, after all, just a temporary strategic alliance between governments, went to absurd lengths. Tolstoy describes in detail this mutual mania, which made him “first amused, then astonished, then indignant.”

There is no single speech or article in which it is not said that the purpose of all these orgies is the peace of Europe… ¶ It is as if a man should come into a peaceful company, and commence energetically to assure every one present that he has not the least intention of knocking out any one’s teeth, blackening their eyes, or breaking their arms, but has only the most peaceful ideas for passing the evening.

Well, what’s wrong with a little diplomatic, patriotic ballyhoo?

It is wrong because it is false — a most evident and insolent falsehood, inexcusable, iniquitous. ¶ It is false, this suddenly begotten love of Russians for French and French for Russians. And it is false, this insinuation of our dislike to the Germans, and our distrust of them. And more false still is it that the aim of all these indecent and insane orgies is supposed to be the preservation of the peace of Europe.

Tolstoy predicts that the idea of balancing military alliances against each other in an attempt to ward off war is doomed to fail (as of course it did fail, spectacularly, in the World War), and is really just the cover story behind the real motivation which is to increase military power in preparation to launch war. “Every one who realizes the true import of these festivities cannot but protest against what is tacitly included in them:”

[B]efore we can look round, the usual ominous absurd proclamation will appear in the papers:—

“We, by God’s grace, the autocratic great Emperor of all Russia, King of Poland, Grand Duke of Finland, etc., etc., proclaim to all our true subjects, that, for the welfare of these our beloved subjects, bequeathed by God into our care, we have found it our duty before God to send them to slaughter. God be with us.”

The bells will peal, long-haired men will dress in golden sacks and pray for successful slaughter. And the old story will begin again, the awful customary acts.

The editors of the daily press, happy in the receipt of an increased income, will begin virulently to stir men up to hatred and manslaughter in the name of patriotism. Manufacturers, merchants, contractors for military stores will hurry joyously about their business, in the hope of double receipts.

All sorts of government functionaries will buzz about, foreseeing a possibility of purloining something more than usual. The military authorities will hurry hither and thither, drawing double pay and rations, and with the expectation of receiving for the slaughter of other men various silly little ornaments which they so highly prize, as ribbons, crosses, orders, and stars. Idle ladies and gentlemen will make a great fuss, entering their names in advance for the Red Cross Society, and ready to bind up the wounds of those whom their husbands and brothers will mutilate, and they will imagine that in so doing they are performing a most Christian work.

And, smothering despair within their souls by songs, licentiousness, and wine, men will trail along, torn from peaceful labor, from their wives, mothers, and children, — hundreds of thousands of simple-minded, good-natured men with murderous weapons in their hands — anywhere they will be driven.

They will march, freeze, hunger, suffer sickness, and die from it, or finally come to some place where they will be slain by thousands, or kill thousands themselves with no reason — men they have never seen before, and who neither have done nor could do them any mischief.

And when the number of sick, wounded, and killed becomes so great that there are not hands enough left to pick them up, and when the air is so infected with the putrefying scent of the “food for cannon” that even the authorities find it disagreeable, a truce will be made, the wounded will be picked up anyhow, the sick will be brought in and huddled together in heaps, the killed will be covered with earth and lime, and once more all the crowd of deluded men will be led on and on till those who have devised the project weary of it, or till those who thought to find it profitable receive their spoil.

Tolstoy then launches into a long attack on patriotism itself, which in pithy summary comes to:

Patriotism in its simplest, clearest, and most indubitable signification is nothing else but a means of obtaining for the rulers their ambitions and covetous desires, and for the ruled the abdication of human dignity, reason, and conscience, and a slavish enthrallment to those in power. And as such it is recommended wherever it is preached.

Patriotism is slavery.

And it is through large-scale deceptions and falsehoods like patriotism itself that people come to believe that they are doing good things — like securing peace in Europe by celebrating the eternal brotherhood between Oceana and Eurasia — when in fact they are directing their energies toward murder and destruction.

“The emperors, kings, and their ministers… the various ministers, diplomatists, and functionaries… military men, got up in ridiculous costumes… likewise the priests, journalists, writers of patriotic songs and class-books… All these people do what they are doing unconsciously, because they must, all their life being founded upon deceit, and because they know not how to do anything else; and coincidentally these same acts call forth the sympathy and approbation of all the people amongst whom they are done.”

Tolstoy observes that even in the land of Kaisers and Czars, governments are kept in power not primarily by military force but by public acquiescence, and that the base of this acquiescence is patriotism:

A public opinion exists that patriotism is a fine moral sentiment, and that it is right and our duty to regard one’s own nation, one’s own state, as the best in the world; and flowing naturally from this public opinion is another, namely, that it is right and our duty to acquiesce in the control of a government over ourselves, to subordinate ourselves to it, to serve in the army and submit ourselves to discipline, to give our earnings to the government in the form of taxes, to submit to the decisions of the law-courts, and to consider the edicts of the government as divinely right.

Government comes into being by inducing this public opinion, and once in power, uses its control to try to shape public opinion to reinforce its power and prestige. Is there any way out of this trap?

No feats of heroism are needed to achieve the greatest and most important changes in the existence of humanity; neither the armament of millions of soldiers, nor the construction of new roads and machines, nor the arrangement of exhibitions, nor the organization of workmen’s unions, nor revolutions, not barricades, nor explosions, nor the perfection of aërial navigation; but a change in public opinion.

And to accomplish this change no exertions of the mind are needed, nor the refutation of anything in existence, nor the invention of any extraordinary novelty; it is only needful that we should not succumb to the erroneous, already defunct, public opinion of the past, which governments have induced artificially; it is only needful that each individual should say what he really feels or thinks, or at least that he should not say what he does not think.

And if only a small body of the people were to do so at once, of their own accord, outworn public opinion would fall off us of itself, and a new, living, real opinion would assert itself. And when public opinion should thus have changed without the slightest effort, the internal condition of men’s lives which so torments them would change likewise of its own accord.

One is ashamed to say how little is needed for all men to be delivered from those calamities which now oppress them; it is only needful not to lie.


“You have read the book, Goldstein’s book, or parts of it, at least. Did it tell you anything that you did not know already?”

―“O’Brien” in 1984

I had a big bitter nostalgia moment yesterday. I’ve been reading Lying: Moral Choice in Public and Private Life by Sissela Bok () — a book about lying and deception from the point of view of moral philosophy. In an early section of the book Bok discusses the various attempts to come up with systems of moral principles that people can use to plug in the characteristics of their day-to-day moral choices in order to determine the correct choice. She concludes:

Unfortunately, there is no evidence that systems, or overriding principles such as that of utility, or priority rules among principles, lead us to clear conclusions, much as the mind strains for such a result. (I must stress here that I am talking about those concrete conflicts which conscientious persons find hard; needless to say, easier choices, such as the condemnation of torture, can be derived within any moral or religious system as well as through the use of common sense.) [emphasis mine — ]

In the back of my mind I had this feeling that there was a time when this parenthetical “needless to say” remark was true, but it had been so long since I’d seen evidence of it that I’d begun to think it was some sort of false dream memory.

Dahlia Lithwick, writing in Slate, noted:

…[T]he torture photos taken at Abu Ghraib… along with memos from the Justice Department’s Office of Legal Counsel that redefined torture in appalling new ways, were not in fact a public relations blow to the Bush administration, but a sort of foot in the door for looser torture standards — a way to begin desensitizing the American people to the kinds of abuse that had been going on in secret. Two years after the images surfaced, Congress enacted a law essentially permitting the acts depicted. And just as those images paved the way to our broader torture policy, the CIA torture tapes now stand to do the same thing for water-boarding in particular.

An investigation is currently underway to determine who authorized the destruction of those CIA interrogation tapes. But as Attorney General Michael Mukasey announced , there will be no investigation into the water-boarding depicted in the tapes, because it’s not illegal, or it wasn’t at the time of the interrogations. Our views on water-boarding seem to be on the same trajectory as our views on sexual humiliation and stress positions — it looked sort of awful at first, but after a few months it seemed more like a fraternity prank. That’s the road we’re headed down with water-boarding. We’ve gone from banning it to trivializing it to justifying it. We are becoming inured to torture at approximately the same rate that it’s becoming legal. How convenient.


, I wrote about the mixture of coercion, persuasion, and authority that establish a governed people. My thinking was that a state is established and defended by some combination of active coercion and persuasion, but that a mature state may maintain itself mostly through authority, which I described as being something like momentum or as “a mixture of coercion and persuasion that is held in reserve: an energy that is potential, rather than kinetic — like a battery.”

I was reminded of this recently while reading “Live Not by Lies!” — Alexandr Sol­zhe­ni­tsyn’s farewell message to Russians as he was exiled from the Soviet Union in .

In this brief message, Sol­zhe­ni­tsyn advocates a single, fundamental form of civil disobedience: declining, passively, to help maintain the web of lies that the Soviet state relied on and that Sol­zhe­ni­tsyn identified as the regime’s “most vulnerable point.” He wrote:

When violence bursts onto the peaceful human condition, its face is flush with self-assurance, it displays on its banner and proclaims: “I am violence! Make way, step aside, I will crush you!” But violence ages swiftly, a few years pass — and it is no longer sure of itself. To prop itself up, to appear decent, it will without fail call forth its ally — Lies. For violence has nothing to cover itself with but lies, and lies can only persist through violence. And it is not every day and not on every shoulder that violence brings down its heavy hand: It demands of us only a submission to lies, a daily participation in deceit — and this suffices as our fealty.

And therein we find, neglected by us, the simplest, most accessible key to our liberation: a personal nonparticipation in lies! Even if all is covered by lies, even if all is under their rule, let us resist in the smallest way: Let their rule hold not through me!

This seemed to me to be a parallel way of explaining the same sort of evolution, with political authority explained as being a variety of lie that is popularly maintained and nests along with violent coercion.

I’ve been skimming The Sol­zhe­ni­tsyn Reader, but it’s not growing on me much yet. I skipped ahead to some of his later essays & speeches and I see how he came to be thought of as kind of an annoying crank. He chastizes “the West” for our “intolerable music” and our television and our refusal to buckle down and defeat the Vietnamese and our un­will­ing­ness to ban Monty Python’s blasphemous Life of Brian. Modern art is self-indulgent, journalists pry into private affairs and reveal state secrets with impunity, God is mocked and ignored, people’s whimsical fancies are the closest thing to a lodestone in their lives, and… you kids get off my lawn!


Some bits and pieces from here and there:


I’ve been working with a bad case of writer’s block for about a week now. I have an idea that I think is important but I’m having a hard time articulating it even to myself, and I’ve got a lot of fragments and false starts and not much else to show for it so far. I hope that if I can find a “hook” that the pieces will start to come together, and at the same time I explain myself to you I’ll also get a better grip on the topic myself. So far, no dice.

Part of what I’m trying to get at is the idea that practical ethics is hard (as opposed to theoretical ethics, which is also hard, but in an academic way) and that in spite of this, and in spite of how important it is, there seems to be little in the way of a culture that encourages ethical development or a discipline of ethical training and practice that people can dive in to in order to get better at it. People are largely on their own.

Which leads to some interesting experimentation. Lindsey Fox has decided to pay especially close attention to honesty and authenticity this year, by vowing to tell no lies — not even little white lies — all year, and documenting what she discovers at her blog, The Soulful Contrarian.


You see the beauty of my proposal is
it needn’t wait on general revolution.
I bid you to the one-man revolution —
The only revolution that is coming.

Robert Frost
from Build Soil

Today, instead of dredging up something from the archives about historical tax resistance campaigns and movements, I want to spend some time looking at individual tax resistance in service of what Ammon Hennacy called the “one-man* revolution.”

Whether Hennacy got the name from Frost’s poem, or Frost from him, or whether each came up with it independently, I don’t know. The idea goes back much further than either, and in particular is especially pronounced in Thoreau’s thinking.

This idea is that, contrary to what the organizers of the world are always telling us, the key to curing society’s ills is not necessarily to organize at all. You don’t need a majority, or a critical mass, or a disciplined revolutionary vanguard. Just get your own house in order and commit yourself to your own personal revolution — that’s the most crucial and practical thing you can do.

“One-man revolution” is the answer to the question posed by radicals and reformers who feel overwhelmed by the task ahead. “What can one person do?” they ask (half-hoping, I suspect, that the answer will be “nothing, so don’t sweat it”). They think the revolution that will finally put things right is scheduled for later — when the masses see the light… when a crisis comes… when we find a charismatic leader… when we unite the factions under one banner… when… when… when…

The one-man revolutionary says: no, the revolution starts here and now. Your first task as a revolutionary is to overturn the corrupt, confused, puppet governor of your own life and to put a more responsible sovereign in its place.

As to what the policies of this new sovereign ought to be, well, that’s up to you. I’m not going to cover the details of how Hennacy’s and Thoreau’s one-man revolutions played out and what specific decisions they made along the way. Today instead I’m going to look at the reasons they gave for why the one-man revolution is practical and effective, in answer to the “What can just one person do?” skeptics.

These reasons can be roughly divided into five categories:

  1. With the one-man revolution, success is in reach. It may not be easy, but you can win this revolution with your own effort. Furthermore, whether or not you succeed, the struggle itself is the right thing to do.
  2. You don’t need to wait for a majority. You don’t need to water down your message to try to win mass appeal or group consensus. You can start immediately from a firm platform of integrity and honesty. This also makes you more self-reliant so that you can endure challenges better, which makes you more effective and far-reaching than those revolutionaries who always have to check to see if the rest of the pack is still with them.
  3. Political revolutions that are not also accompanied by individual revolutions don’t make enduring radical change — they just change the faces of the clowns running the circus while leaving the corrupt structure intact.
  4. The world sometimes is changed radically and for the better by the efforts and example of a single, one-in-a-million character. But the first step is not to set out to change the world, but to develop that character.
  5. By fighting the one-man revolution, you are not as alone as you may think you are: you “leaven the loaf” and cause all society to rise, you attract other one-man revolutionaries to your side, and you sow the seeds that inspire others.

You can win the one-man revolution

Ammon Hennacy’s theory of the one-man revolution crystallized, appropriately enough, while he was being held in solitary confinement. He’d been sentenced for promoting draft evasion during World War Ⅰ and then thrown in “the hole” for leading a hunger strike of prisoners to protest awful food. Because he refused to name names, he was kept there for several months.

Locked up alone in a cell 24/7, unable to communicate with his comrades in the prison or outside, given the silent treatment by the guard, and overhearing the day-in day-out torture of the inmate in the adjoining cell — this was not the most promising situation for a revolutionary.

The only book they allowed him was the Bible (and they even took this away and replaced it with a smaller-print version for no other reason but to inflict another petty torment in the dim light of his cell). In the course of reading and reflecting on what he read — particularly the Sermon on the Mount — he decided that the revolution could be fought and won even where he stood.

To change the world by bullets or ballots was a useless procedure. …the only revolution worthwhile was the one-man revolution within the heart. Each one could make this by himself and not need to wait on a majority.

(A few days back I saw a bumper sticker that read “Jesus was a community organizer.” But if you read the Sermon on the Mount, you won’t see any organizing going on there at all — Jesus is urging people individually to get their lives in order so that their deeds will be like a light shining before others to inspire them. Do you see any “we must,” “we ought to,” “we should work together to,” or “once there are enough of us” in that sermon? Jesus isn’t addressing an organization but an assembly.)

You can start now, with full integrity

Lloyd Danzeisen expressed one of the advantages of the one-man revolution in a letter to Hennacy: “You are lucky and of course very wise to be a ‘one man revolution,’ for you do not have to discuss your action over and over again (with committees) but can swing into action.”

The advantage of organizing and working together is superior numbers, and, in theory anyway, greater force. But there are many disadvantages. It takes a lot of time and negotiation to get a bunch of people to take action together, and usually this also involves finding some lowest common denominator of principle or risk that they can all agree on — which can mean watering down the core of what you’re fighting for until it seems less like a principle than a petty grievance.

What such a movement gains in quantity it may lose in quality, and the force it gains from numbers it may lose from the diffuse, blunted, half-hearted effort of the individuals that make it up, or from the fact that much of their energy is expended in the organizing itself rather than the ostensible goals of the organization.

The advantage of drawing a large crowd of half-hearted followers is rarely worth the effort. It is not too hard to sway a crowd of wishy-washy people by appealing to the half-truths they already believe and being careful not to attack any of the nonsense they adhere to. But what does this get you? A crowd of wishy-washy people who are just as vulnerable to falling for the next demagogue who comes along with patronizing speeches. Instead, Hennacy recommends, we should “appeal to those about ready to make the next step and… know that these are very few indeed.… We can live and die and never change political trends but if we take a notion, we can change our own lives in many basic respects and thus do that much to change society.”

Thoreau wrote of how when he was invited to speak he refused to water down his message to make it most palatable to his listeners. He wasn’t aiming for the sympathy of the crowd, but hoped to reach that one or two who were ready to be challenged: I see the craven priest looking for a hole to escape at — alarmed because it was he that invited me thither — & an awful silence pervades the audience. They think they will never get me there again. But the seed has not all fallen in stony & shallow ground.”

Thoreau noted with approval that the abolitionist revolutionary John Brown had not gathered around him a large party of well-wishers and collaborators, but instead had been very selective about whom he let in on his plans:

I hear many condemn these men because they were so few. When were the good and the brave ever in a majority? Would you have had him wait till that time came? — till you and I came over to him?

The very fact that [Brown] had no rabble or troop of hirelings about him would alone distinguish him from ordinary heroes. His company was small indeed, because few could be found worthy to pass muster. He would have no rowdy or swaggerer, no profane swearer, for, as he said, he always found these men to fail at last. He would have only men of principle, & they are few.

He quotes Brown as saying:

I would rather have the small-pox, yellow-fever, and cholera, all together in my camp, than a man without principle.… Give me men of good principles, — God-fearing men, — men who respect themselves, and with a dozen of them I will oppose any hundred such men as these Buford ruffians.

A one-man revolutionary is more effective and harder to defeat

A one-man revolutionary — a “man of good principles” — is individually more effective and harder to defeat than that same person would be as part of a movement. This may seem paradoxical to people who are used to thinking in terms of “strength in numbers” or “the whole is greater than the sum of its parts.”

This is for two related reasons:

First, because as a one-man revolutionary you are self-motivated, you do not get thrown into confusion if the lines of communication down the chain of command are disrupted, and you don’t lose momentum by looking about to check if your comrades are still with you or if they have retreated or surrendered.

And second, because this makes it difficult for your opponents to get a foothold in trying to persuade you with threats or with bribes to give up the fight.

For example, Hennacy tells of one of his captors trying to trick him:

Detective Wilson said that the young Socialists arrested with me for refusing to register had all given in and registered. (Later I found out that he had also told them that I had registered.) [But] I felt that if they gave in, someone had to stick, and I was that one.

The detective assumed that Hennacy valued his belonging more than his integrity, and so made a completely ineffective attack. Thoreau similarly noted that his captors had failed to understand his motives, assuming he valued his freedom from confinement more than his freedom of action:

It costs me less in ev­ery sense to in­cur the pen­alty of dis­o­be­di­ence to the State, than it would to obey. I should feel as if I were worth less in that case.

I saw that, if there was a wall of stone be­tween me and my towns­men, there was a still more dif­fi­cult one to climb or break through, be­fore they could get to be as free as I was.… In ev­ery threat and in ev­ery com­pli­ment there was a blun­der; for they thought that my chief de­sire was to stand the other side of that stone wall.

People often draw the wrong conclusion from the success of the “divide and conquer” tactic when used by governments against opposition movements. The lesson proved by this is not that unless we stay united we are weak, but that to the extent that our strength depends mainly on our unity we are vulnerable.

Without the one-man revolution, no other revolution is worth the trouble

The problem with the mass, popular, peasants-with-pitchforks sort of revolution is that it’s so unreliable. You put everything on the line, shed buckets of blood, endure betrayals and unfriendly alliances and hard compromises, and finally (if you’re lucky) cut off the king’s head and take charge… and then what? As often as not, you end up with something as bad as before.

Political revolutions, says Hennacy, “only changed masters.” — “We made a revolution against England and are not free yet. The Russians made a revolution against the Czar and now have an even stronger dictatorship. It is not too late to make a revolution that will mean something — one that will stick: your own one-man revolution.”

Tyranny is not something that only infests the top of the org chart. The tyrant doesn’t cause tyranny, but is its most obvious symptom. Tyranny lives as tenaciously in the tyrannized as in the tyrant. This is why Thoreau was careful to say (emphasis mine):

“That government is best which governs not at all;” and when men are prepared for it, that will be the kind of government which they will have.

Not, “when the workers seize power” or “when we get money out of politics” or anything of that sort, but “when men are prepared for it.” We must prepare ourselves, one one-man revolution at a time, and when we have, we will get the government we deserve (self-government, if Thoreau is right and if we ever do deserve such a thing).

The revolution is not accomplished when the last faction still standing wipes the blood from its hands and sits down behind the presidential desk to issue its first decree, but “when the subject has refused allegiance, and the officer has resigned his office” — that is, when tyranny is purged from the bottom of the org chart.

Define success and failure carefully

Be careful how you define “success.” You can do everything you set out to do, but if you haven’t set out to do anything worth doing, you still fail. Even in mundane things, you’d be wise to keep your eye on a bigger picture. Thoreau mused in his journal:

If a man has spent all his days about some business by which he has merely got rich, as it is called, i.e., has got much money, many houses & barns & woodlots, then his life has been a failure, I think. But if he has been trying to better his condition in a higher sense than this — has been trying to be somebody, to invent something — i.e., to invent and get a patent for himself — so that all may see his originality, though he should never get above board — & all great inventors, you know, commonly die poor — I shall think him comparatively successful.

Success and failure have superficial and deep components that may contradict each other. John Brown set out to launch a rebellion that would end American slavery; the government stood its ground and defended slavery against the rebellion and had Brown hanged. Who was successful? Who won? A victory for evil is just a triumphant form of failure.

And a year and a half after Brown’s execution when Union troops set off to crush the confederacy of slavers, they were singing “John Brown’s body lies a-mouldering in the grave — his soul is marching on!”

At the time of the Harpers Ferry raid, Brown was called insane by the pulpit, popular opinion, and the press (even — especially — the liberal, abolitionist press). Some gave as evidence for his insanity the most extraordinarily sane thing about him:

It is mentioned against him & as an evidence of his insanity, that he was “a conscientious man, very modest in his demeanor, apparently inoffensive until the subject of slavery was introduced, when he would exhibit a feeling of indignation unparalleled.”

You’d think with the example of Jesus hovering over Western Civilization, people would be skeptical of traditional notions of success: being captured and tortured to death by your enemies and having your followers scorned and scattered throughout a hostile empire doesn’t seem much like a victory. But Thoreau thought the response to John Brown proved that even after centuries of Christianity, “[i]f Christ should appear on earth he would on all hands be denounced as a mistaken, misguided man, insane & crazed.”

You don’t have to believe that history will eventually smile on you and turn your seeming defeats and setbacks into obvious victories. You don’t have to believe the nice-sounding but unlikely sentiment that Hennacy attributed to Tolstoy: “no sincere effort made in the behalf of Truth is ever lost.” You just need to remember that the seemingly small victories in an uncompromising one-man revolution can be more worthwhile (when seen from the perspective of what is worthwhile, not just what is expedient) than huge triumphs rotting within from compromise and half-truths.

Slavery in particular was such an unambiguous evil that it was one of “those cases to which the rule of expediency does not apply,” Thoreau said. He made this comparison: if the only way you can save yourself from drowning is to unjustly wrest a plank away from another drowning man, you must instead do what is just even if it kills you. If you are “victorious” in wresting away the plank, and thereby save your own life at the cost of another, you lose.

But even in cases not as extreme as slavery, he says, compromise and expediency are overrated: “there is no such thing as ac­com­plish­ing a right­eous re­form by the use of ‘ex­pe­di­ency.’ There is no such thing as slid­ing up hill. In morals the only sliders are back­sliders.”

The one-man revolution is more about doing the right thing daily than achieving the right result eventually, so even if it seems that everything is going against you, you can be confident you’re on the right track. “[B]e as unconcerned for victory as careless of defeat,” Thoreau advises, “not seeking to lengthen our term of service, nor to cut it short by a reprieve, but earnestly applying ourselves to the campaign before us.”

“Hennacy, do you think you can change the world?” said Bert Fireman, a columnist on the Phoenix Gazette.

“No, but I am damn sure it can’t change me” was my reply.

If you want to change things you have to get 51% of the ballots or the bullets. If I want to change things I just have to keep on doing what I am doing — that is: every day the government says “pay taxes for war”; every day I do not pay taxes for war. So I win and they lose. The One Man Revolution — you can’t beat it.

Do not let your opponent set the norm. Generally a minority is jeered at because they are so small. It is quality and not quantity that is the measure. “One on the side of God is a majority” is the perfect answer which I have given dozens of times with success.

(In this last quote, Hennacy is paraphrasing Thoreau, who wrote that “those who call them­selves ab­o­li­tion­ists should at once ef­fec­tu­ally with­draw their sup­port, both in per­son and prop­erty, from the gov­ern­ment of Mas­sa­chu­setts, and not wait till they con­sti­tute a ma­jor­ity of one, be­fore they suf­fer the right to pre­vail through them. I think that it is enough if they have God on their side, with­out wait­ing for that other one. More­over, any man more right than his neigh­bors con­sti­tutes a ma­jor­ity of one al­ready.”)

One-in-a-million can move the world

Sometimes, a single one-man revolutionary really does change the world. Maybe the world was already ripe for changing, but it still needed a one-man revolutionary to break from the pack and make the change happen.

Hennacy says the self-transforming doers like Christ, the Buddha, Gandhi, or Joan of Arc, were far more radical than theorizers like Marx or Bakunin. Thoreau would agree (though his list — “Minerva — Ceres — Neptune — Prometheus — Socrates — Christ — Luther — Columbus — Arkwright” — was a little more ethereal):

I know of few radicals as yet who are radical enough, and have not got this name rather by meddling with the exposed roots of innocent institutions than with their own.

We don’t progress by passively absorbing the inevitable bounty of history grinding away unconsciously on the masses, as the Hegelians might put it. Rather, says Thoreau, “The great benefactors of their race have been single and singular and not masses of men. Whether in poetry or history it is the same.” We should not be content to admire these heroes, or to await their arrival, but should be inspired by their examples to be heroic ourselves.

The gods have given man no constant gift, but the power and liberty to act greatly. How many wait for health and warm weather to be heroic and noble! We are apt to think there is a kind of virtue which need not be heroic and brave — but in fact virtue is the deed of the bravest; and only the hardy souls venture upon it, for it deals in what we have no experience, and alone does the rude pioneer work of the world.

Ac­tion from prin­ci­ple, — the per­cep­tion and the per­for­mance of right, — changes things and re­la­tions; it is es­sen­tially rev­o­lu­tion­ary, and does not con­sist wholly with any thing which was. It not only di­vides states and churches, it di­vides fam­i­lies; aye, it di­vides the in­di­vid­ual, sep­a­rat­ing the di­a­bol­i­cal in him from the di­vine.

There is something proudly thrilling in the thought that this obedience to conscience and trust in God, which is so solemnly preached in extremities and arduous circumstances, is only to retreat to one’s self, and rely on our own strength. In trivial circumstances I find myself sufficient to myself, and in the most momentous I have no ally but myself, and must silently put by their harm by my own strength, as I did the former. As my own hand bent aside the willow in my path, so must my single arm put to flight the devil and his angels. God is not our ally when we shrink, and neuter when we are bold. If by trusting in God you lose any particle of your vigor, trust in Him no longer. … I cannot afford to relax discipline because God is on my side, for He is on the side of discipline.

We can’t all be Christ, Buddha, Gandhi, or Joan of Arc. (Steve Allen said that Ammon Hennacy fulfilled more of the role of a Lenny Bruce; Hennacy’s wife suggested Don Quixote.) It is only one-in-a-million who moves the world. But despite the odds we all should aspire to be this one in a million.

Love without courage and wisdom is sentimentality, as with the ordinary church member. Courage without love and wisdom is foolhardiness, as with the ordinary soldier. Wisdom without love and courage is cowardice, as with the ordinary intellectual. Therefore one who has love, courage, and wisdom is one in a million who moves the world, as with Jesus, Buddha, and Gandhi.

Even if we fall short of this goal ourselves, by choosing this goal we not only choose the only goal worth choosing, but we adjust our standards so that if we are ever lucky enough to meet this one in a million, we will be more likely to recognize her or him. Most people are incapable of recognizing or comprehending the hero in real life — they lionize the dead martyred heroes of past generations, while joining the lynch mobs to martyr the heroes of their own.

It only takes a little leavening to leaven the loaf

By aiming at this standard, you also raise the standards of those around you, and so even if you cannot detect a direct influence, you improve society. The way Thoreau put it — “It is not so im­por­tant that many should be as good as you, as that there be some ab­so­lute good­ness some­where; for that will leaven the whole lump.”

By being virtuous in an out-of-the-ordinary way you encourage people to call ordinary vices into question and you force the devil’s advocates to show themselves by coming to the devil’s defense. Thoreau was convinced that one person was enough to leaven the loaf:

[I]f one thou­sand, if one hun­dred, if ten men whom I could name, — if ten hon­est men only, — aye, if one hon­est man, in this State of Mas­sa­chu­setts, ceas­ing to hold slaves, were ac­tu­ally to with­draw from this co­part­ner­ship, and be locked up in the county jail there­for, it would be the ab­o­li­tion of slav­ery in Amer­ica.

Hennacy said that his “work was not that of an organizer but of a Sower to sow the seeds.”

We really can’t change the world. We really can’t change other people! The best we can do is to start a few thinking here and there. The way to do this, if we are sincere, is to change ourselves!

When they are ready for it [my emphasis again — ♇], the rich, the bourgeois intellectual, the bum, and even the politician and the clergy may have an awakening of conscience because of the uncompromising seeds of Christian Anarchism which we are sowing.

You have a plan to reform the world? As the saying goes: “show me, don’t tell me.” Thoreau:

The Reformer who comes recommending any institution or system to the adoption of men, must not rely solely on logic and argument, or on eloquence and oratory for his success, but see that he represents one pretty perfect institution in himself…

I ask of all Reformers, of all who are recommending Temperance, Justice, Charity, Peace, the Family, Community or Associative life, not to give us their theory and wisdom only, for these are no proof, but to carry around with them each a small specimen of his own manufactures, and to despair of ever recommending anything of which a small sample at least cannot be exhibited: — that the Temperance man let me know the savor of Temperance, if it be good, the Just man permit to enjoy the blessings of liberty while with him, the Community man allow me to taste the sweets of the Community life in his society.

Too many reformers think they can reform the rottenness of the system the people are sustaining without changing the rottenness of the people who sustain the system. “The disease and disorder in society are wont to be referred to the false relations in which men live one to another, but strictly speaking there can be no such thing as a false relation if the condition of the things related is true. False relations grow out of false conditions.It is not the worst reason why the reform should be a private and individual enterprise, that perchance the evil may be private also.”

So often we hear of a Big Plan that, were it enacted as designed, would solve the Big Problems. But the problem with the big plans is that they never seem to get enacted, or if they do, they never seem to work as designed, as the same problems show up in new guises. Meanwhile the planners waste their time and energy and don’t change what is changeable. Tolstoy put it this way:

If a man drinks, and I tell him that he can himself stop drinking and must do so, there is some hope that he will pay attention to me; but if I tell him that his drunkenness forms a complex and difficult problem, which we, the learned, will try to solve in our meetings, all the probabilities are that he, waiting for the solution of the problem, will continue to drink. The same is true of the false and intricate scientific, external means for the cessation of war, like the international tribunals, the court of arbitration, and other similar foolish things, when we with them keep in abeyance the simplest and most essential means for the cessation of war, which is only too obvious to anybody. For people who do not need war not to fight we need no international tribunals, no solution of questions, but only that the people who are subject to deception should awaken and free themselves from that spell under which they are. This means for the abolition of war consists in this, that the men who do not need war, who consider a participation in war to be a sin, should stop fighting.

An alcoholic who spoke with Hennacy had much the same sentiment: “the AA fixed me up. You are right in not wanting to change the world by violence; the change has to come with each person first.”

The present American peace movement, stubbornly paying for the imperial armies it says it opposes, reminds me of drunks meeting in a tavern at happy hour to organize a prohibition movement that will solve their alcohol problem.

Your one-man revolution isn’t as lonely as it may seem

Hennacy and Thoreau also had faith that if you begin the one-man revolution, this will attract like-minded souls to you and you to them, and that you will find yourself working in concert with comrades you never knew you had:

Thoreau: “Men talk much of cooperation nowadays, of working together to some worthy end; but what little cooperation there is, is as if it were not, being a simple result of which the means are hidden, a harmony inaudible to men. If a man has faith, he will cooperate with equal faith everywhere. If he has not faith he will continue to live like the rest of the world, whatever company he is joined to.”

Hennacy: “In reading Tolstoy I had gained the idea that if a person had the One Man Revolution in his heart and lived it, he would be led by God toward those others who felt likewise.… This was to be proven in a most dramatic way, and was to usher me into the second great influence of my life: that of the Catholic Worker movement.”

The One-Man Revolution

So what do you have to do to be the exemplar and sow the seeds?

  1. Accept responsibility, and act responsibly.
  2. Build yourself a glass house and start throwing stones.

Accept responsibility, and act responsibly

Most political action amounts to “who can we find to take responsibility for this problem” — the One Man Revolutionary asks “what can I do to take responsibility for this problem?”

Not that everything is your responsibility, or that the world is looking to you personally to solve all of its problems. But you should at the very least examine your life to see what problems or solutions you are contributing to with it. Can one person make a difference? You are already making a difference — what kind of difference are you making?

It is not a man’s duty, as a mat­ter of course, to de­vote him­self to the erad­i­cat­ion of any, even the most enor­mous wrong; he may still prop­erly have other con­cerns to en­gage him, but it is his duty, at least, to wash his hands of it, and, if he gives it no thought longer, not to give it prac­ti­cally his sup­port. If I de­vote my­self to other pur­suits and con­tem­plat­ions, I must first see, at least, that I do not pur­sue them sit­ting upon an­other man’s shoul­ders. I must get off him first, that he may pur­sue his con­tem­plat­ions too.

A man has not ev­ery thing to do, but some­thing; and be­cause he can­not do ev­ery thing, it is not nec­es­sary that he should do some­thing wrong.

In Thoreau’s time, the evils of slavery and of wars of conquest were sustained by the active allegiance and support of the ordinary people around him, many of whom nonetheless congratulated themselves for their anti-war, anti-slavery opinions.

I quar­rel not with far-off foes, but with those who, near at home, co-op­er­ate with, and do the bid­ding of those far away, and with­out whom the lat­ter would be harm­less.

I have heard some of my towns­men say, “I should like to have them or­der me out to help put down an in­sur­rec­tion of the slaves, or to march to Mex­ico, — see if I would go;” and yet these very men have each, di­rectly by their al­le­giance, and so in­di­rectly, at least, by their money, fur­nished a sub­sti­tute. The sol­dier is ap­plauded who re­fuses to serve in an un­just war by those who do not re­fuse to sus­tain the un­just gov­ern­ment which makes the war…

Those who, while they dis­ap­prove of the char­ac­ter and meas­ures of a gov­ern­ment, yield to it their al­le­giance and sup­port, are un­doubt­edly its most con­sci­en­tious sup­port­ers, and so fre­quently the most se­ri­ous ob­sta­cles to re­form. Some are pe­ti­tion­ing the State to dis­solve the Union, to dis­re­gard the req­ui­si­tions of the Pres­i­dent. Why do they not dis­solve it them­selves, — the union be­tween them­selves and the State, — and re­fuse to pay their quota into its trea­sury?

If a thou­sand men were not to pay their tax-bills this year, that would not be a vi­o­lent and bloody meas­ure, as it would be to pay them, and en­able the State to com­mit vi­o­lence and shed in­no­cent blood. This is, in fact, the def­i­ni­tion of a peace­able rev­o­lu­tion, if any such is pos­si­ble.

Don’t be fooled into thinking that because the one-man revolution is in your heart that it can just stay there, locked up inside, without leaking out into the world around you.

As to conforming outwardly, and living your own life inwardly, I have not a very high opinion of that course. Do not let your right hand know what your left hand does in that line of business. I have no doubt it will prove a failure.

The one-man revolution doesn’t necessarily require living in opposition to society and the status quo, but it does require holding fast to justice and virtue. When society and the status quo are opposed to justice and virtue, as they so often are, this puts them in opposition to you as well.

Build yourself a glass house and start throwing stones

Your friends and even your enemies will come to your aid when you try to hold yourself to a high standard. All you have to do is to make yourself vulnerable to charges of hypocrisy. People love to point out hypocritical moralists, in part because some hypocritical moralists are hilarious, but also in part because it helps people excuse their own failures to hold themselves to high standards. If you build yourself a glass house and throw stones from it, everyone will volunteer to keep you on the straight-and-narrow.

Hennacy:

I have… put myself in a glass house. If so I must needs take whatever stones come my way. I have the right by my life of integrity to criticize, but I must also take whatever criticism comes my way in all good humor.

[A] spoiled and arrogant priest wanted to know if I was “holier than thou.” I told him I hoped by Christ I was, for if I wasn’t I would be in a hell of a fix. I used this blunt method to deflate his spurious piety.

At times those who do not want to have their inconsistencies pointed out say in a super-sweet voice to me “judge not, lest ye be judged.” I reply, “O.K., judge me, then.”

When your standards for yourself rise, so do your standards for other people (otherwise you really are being arrogant). Thoreau, criticized for demanding too much from people, said he could not “con­vince my­self that I have any right to be sat­is­fied with men as they are, and to treat them ac­cord­ingly, and not ac­cord­ing, in some re­spects, to my req­ui­si­tions and ex­pec­ta­tions of what they and I ought to be.”

While both Thoreau and Hennacy strike me as stern with others, and maybe not always fun to be around (as Hennacy would say: “I love my enemies but am hell on my friends”), they were anything but joyless. Thoreau’s vigorous, enthusiastic love of life and the world are legendary, and Hennacy’s character too was eager, life-affirming, and generous (even in its criticisms).

Utah Phillips came home from the Korean war a drunken brawler, checked in to Hennacy’s Catholic Worker hospitality house in Salt Lake City, and eight years later checked out again, sober, a pacifist, and an anarchist. He remembered Hennacy this way:

He was tough without being hard — tough without that brittle hardness that some tough men have that would shatter if you struck it too hard. “Love in Action,” Dorothy Day called him — Dostoyevsky’s words: “Love in action is harsh and dreadful compared to love in dreams.”

Neither Thoreau nor Hennacy had any tolerance for bliss-bunnyishness, but both were cheerful; both knew how to be dutiful without being dour. Thoreau:

To march sturdily through life, patiently and resolutely looking grim defiance at one’s foes, that is one way; but we cannot help being more attracted by that kind of heroism which relaxes its brows in the presence of danger, and does not need to maintain itself strictly, but, by a kind of sympathy with the universe, generously adorns the scene and the occasion, and loves valor so well that itself would be the defeated party only to behold it; which is as serene and as well pleased with the issue as the heavens which look down upon the field of battle. It is but a lower height of heroism when the hero wears a sour face.

A great cheerfulness indeed have all great wits and heroes possessed, almost a profane levity to such as understood them not, but their religion had the broader basis of health and permanence. For the hero, too, has his religion, though it is the very opposite to that of the ascetic. It demands not a narrower cell but a wider world.

In conclusion

I’ve tried here to put forward the strongest affirmative case for the practical effectiveness of the one-man revolution, at least as it can be found in Hennacy’s and Thoreau’s writings.

They make a strong and persuasive argument, I think, but not an airtight one. I wish more evidence was preserved of them in dialog with incisive critics of the one-man revolution, to hear how they would respond to the best arguments against it.

But what keeps the argument for a one-man revolution from persuading people is not, I think, the strength of the counter-arguments, but just the fact that to accept the argument is not enough — it demands much more than a “Like,” and much more than most people think they have to give. To be persuaded is to be overwhelmed, to take the first step off the path and into uncharted territory, and only a few of us have the courage to take that step.


Nick Szabo at Unenumerated has this good piece of advice that I thought was worth sharing. He says you should take care to disagree with yourself — that is, to not only entertain but to vigorously defend contradictory hypotheses.

Totalitarian thought asks us to consider, much less accept, only one hypothesis at a time. By contrast quantum thought, as I call it — although it already has a traditional name less recognizable to the modern ear, scholastic thought — demands that we simultaneously consider often mutually contradictory possibilities. Thinking about and presenting only one side’s arguments gives one’s thought and prose a false patina of consistency: a fallacy of thought and communications similar to false precision, but much more common and important. Like false precision, it can be a mental mistake or a misleading rhetorical habit. In quantum reality, by contrast, I can be both for and against a proposition because I am entertaining at least two significantly possible but inconsistent hypotheses, or because I favor some parts of a set of ideas and not others. If you are unable or unwilling to think in such a quantum or scholastic manner, it is much less likely that your thoughts are worthy of others’ consideration.

Of course, you still need some heuristics for collapsing your quantum superposition of conflicting hypotheses into something that allows you to take action when the time comes. But I think this is very good advice. In some, perhaps many things, I am just plain wrong in my assumptions or in my reasoning. If I habitually explore alternate explanations for things I encounter, rather than trying for the sake of consistency to fit them into the mold of my previous behavior and understanding, I’ll be more likely to see where I am mistaken and to adjust accordingly.


The Power of the Powerless

I recently read Václav Havel’s essay on “The Power of the Powerless.” I thought I was going to be rereading it, but I realized that what I had read before was only excerpts. Today I’m going to summarize and paraphrase and riff on the full essay for a bit. It’s a fascinating and surprising piece of work and I think it has useful lessons for us today.

The context for the essay is Czechoslovakia in . The country had been behind the Iron Curtain for , and had passed since the brief experiment in political liberalization known as the “Prague Spring” which had been quickly stopped by a Soviet-led invasion.

Havel was a Czech playwright with international renown, whose works had been banned in his own country since the crushing of the Prague Spring. In he helped to spearhead “Charter 77” — a document that called on the government to respect human rights and its own Constitution.

Charter 77 was spurred into action by the arrest and trial of members of the rock band “The Plastic People of the Universe” — the “Pussy Riot” of their day. The government took the threat represented by the Charter very seriously — it persecuted its signers and made it illegal to print or distribute the text. In , Havel would be sent to prison for his role in advocating for the Charter.

At the time Havel wrote this essay, he was under constant police surveillance and harassment for his Charter 77 activism. Meanwhile he was being noticed by freedom-loving people around the world and being held up as a prominent example of a Soviet bloc dissident.

The “Post-Totalitarian” System

The essay begins by suggesting that this idea of “dissent” needs a closer look: who are these “dissidents” and what are they up to and what can they hope to achieve? But first, what is the nature of the beast they’re up against: is it static and all-powerful as it sometimes seems, or is it changing and growing weaker somehow?

This government is a strange sort of dictatorship — a dictatorship not by a person or people, but by a bureaucracy and by certain principles and external contingencies (primarily, that the Soviet Union intends to maintain Czechoslovakia as an obedient client state). This means that this is not the sort of dictatorship that can be threatened by attacks on a particular person or clique; there is little chance for some alternative person or group to become strong enough to overthrow or replace the dictator, as this variety of dictator isn’t the sort of thing that lends itself to being overthrown.

He notes that the particular form of Communist dictatorship (State control not only of traditional state functions but also of the means of economic production) gives it more thorough totalitarian power and access to resources. (He also notes that this has not kept the Soviet bloc countries from falling prey to the cult of consumerism and industrialization that characterized the First World nations.)

Czechoslovakia (and the Soviet Union and its client states collectively) was being ruled in part by an ideology — almost a religion — one that had proven to be a very tempting refuge for the confused, uprooted, and alienated people of these dark times. “Of course, one pays dearly for this low-rent home: the price is abdication of one’s own reason, conscience, and responsibility, for an essential aspect of this ideology is the consignment of reason and conscience to a higher authority. The principle involved here is that the center of power is identical with the center of truth.”

Havel comes to refer to this system as “post-totalitarian” but he might have chosen “secular theocracy” as he observes that under Communism “the highest secular authority is identical with the highest spiritual authority.” (The term “post-totalitarian” is confusing, as it seems at first to imply that it is no longer totalitarian, which isn’t the case. “Neototalitarian” might have been more apt.)

He anticipates the argument that though this ideology is dominant and everpresent, very few people really believe its platitudes. They’re like schoolchildren reciting the Pledge of Allegiance without paying attention to the words because it’s what is expected of them. And to meet this argument he introduces us to a grocer:

The Obedient Grocer

In the window of the grocery is a sign that reads “Workers of the world, unite!” What does the grocer mean by putting this sign in the window? Not that he is enthusiastic about global worker unity and wants to spread the word about it. Putting signs like that in your window is just what you have to do to avoid trouble.

The real message on the sign reads something like this: “I, the grocer X––, live here and I know what I must do. I behave in the manner expected of me. I can be depended upon and am beyond reproach. I am obedient and therefore I have the right to be left in peace.” The message is not meant for the grocer’s customers, but for officials who might suspect him or for informers who might care to turn him in.

If the grocer had to put that very message explicitly in his window, he might be embarrassed to kowtow publicly in such a way, but by doing this genuflection in this indirect manner he saves face. If you ask him why he has the sign in his window, he can answer “What’s wrong with the workers of the world uniting?” and protect his dignity. In this way a gesture of obedience and subservience is disguised by ideology as one of solidarity and empowerment.

(Why does seemingly every corporate headquarters, hotel, school, and so on in the U.S. have the stars and stripes flying on a big pole not far from the front door? When people visit the U.S. from other countries they often remark how weird it is to see the flag everywhere instead of primarily on certain government buildings. Is this because American corporations, or foreign corporations with offices here, are especially enthusiastic about the flag? Or is it because nobody wants to be the target of some Fox News two-minutes hate about being insufficiently patriotic — that is, insufficiently subservient to the ruling ideology? Why do sporting events open with the national anthem, and what do you think would happen if you stayed seated when it played?)

Ideology

“Ideology,” Havel summarizes, “is a specious way of relating to the world. It offers human beings the illusion of an identity, of dignity, and of morality while making it easier for them to part with them.… It is a veil behind which human beings can hide their own fallen existence, their trivialization, and their adaptation to the status quo. It is an excuse that everyone can use, from the greengrocer, who conceals his fear of losing his job behind an alleged interest in the unification of the workers of the world, to the highest functionary, whose interest in staying in power can be cloaked in phrases about service to the working class. The primary excusatory function of ideology, therefore, is to provide people, both as victims and pillars of the post-totalitarian system, with the illusion that the system is in harmony with the human order and the order of the universe.”

Ideology is the key to the success of the modern post-totalitarian dictatorship. Today’s dictatorships are too large and complex and cannot be held together by raw force and fear. They require their subjects not merely to submit passively but to participate actively in their own subjection, and ideology is the mechanism to accomplish this.

Ideology represents the life-denying, self-perpetuating, narcissistic, repressive acts of the bureaucracy as being devoted to their opposites: “government by bureaucracy is called popular government; the working class is enslaved in the name of the working class; the complete degradation of the individual is presented as his ultimate liberation; depriving people of information is called making it available; the use of power to manipulate is called the public control of power, and the arbitrary abuse of power is called observing the legal code; the repression of culture is called its development; the expansion of imperial influence is presented as support for the oppressed; the lack of free expression becomes the highest form of freedom; farcical elections become the highest form of democracy; banning independent thought becomes the most scientific of world views; military occupation becomes fraternal assistance. Because the regime is captive to its own lies, it must falsify everything. It falsifies the past. It falsifies the present, and it falsifies the future. It falsifies statistics. It pretends not to possess an omnipotent and unprincipled police apparatus. It pretends to respect human rights. It pretends to persecute no one. It pretends to fear nothing. It pretends to pretend nothing.”

Individuals need not believe all these mystifications, but they must behave as though they did, or they must at least tolerate them in silence, or get along well with those who work with them. For this reason, however, they must live within a lie. They need not accept the lie. It is enough for them to have accepted their life with it and in it. For by this very fact, individuals confirm the system, fulfill the system, make the system, are the system.

In other words, once you make the decision to participate in the ideological mask for your subservient behavior — like the grocer putting the sign in his window — you become a part of this glue that affixes ideology over reality and gives ideology power. It doesn’t matter that you inwardly don’t really believe the explicit message of the ideology, because the explicit message isn’t the important one, and it doesn’t matter if you believe it or not so long as you agree to continue acting as though you did.

But while ideology is central to the post-totalitarian power structure, the interests of the structure itself are paramount, and the ideology — or the interpretation of it anyway — will tend to be subordinate to it. The tighter the control that the government exercises over communication and expression, the better it will be able to enforce and manipulate the orthodox interpretation of the ideology and the more the ideology will come to float far above reality, more-or-less completely detached from it: “a world of appearances, a mere ritual, a formalized language deprived of semantic contact with reality and transformed into a system of ritual signs that replace reality with pseudo-reality.”

So for instance, in China today, “communism” is still the name given to the sacred ideology that is said to govern the system, but its meaning has come a long way: now it means the total state-enforced subjection of the working class to a small minority of fantastically wealthy private owners of the means of production. (As an illustration, the wealth of China’s National Congress makes the U.S. Congress look like a bunch of ordinary middle-class schmoes.) It’s still “communism” you’re expected to be loyal to, the flag is still red, and that’s still Mao’s face staring back at you from the money — and you can still signal your loyalty to the system with the same empty platitudes about the rule of the working class — but the system doesn’t care about the explicit meaning of the platitudes any more than you do.

But because ideology can become so absurdly detached from reality in this way, it can be a real art to try to maintain your fiction of adherence to it — “the virtuosity of the ritual” comes to be more important than actually being able to attach meaning to what you are doing or saying. Aspects of the ritual and ideology almost exclusively come to represent only one other. This can cause the ideology to detach even from the bureaucracy it serves, until it becomes an independent, malignant, power-appropriating menace all its own.

At this stage, when the ideology is serving itself more than it serves the bureaucracy, the power structure stops attracting the ambitious and starts attracting the faceless — empty suits — people who can articulately and cleverly engage in the virtuosity of the ritual but who don’t seem to have much else going on outside of this arena of rhetorical swamp gas and who are so thoughtless that they have thoroughly internalized the ideology’s criteria of success and prestige.

If ideology is so powerful that it can eventually even conquer and press into service the post-totalitarian dictatorship itself, what hope do we have? It is this: the ideology “is built on lies [and] works only as long as people are willing to live within the lie.”

Who Enforces the Ideology?

What if our grocer were to stop living in the lie in one little way: by not hanging the sign in his window that means nothing to him. Well, what possible difference could that make? It’s unlikely any of his customers even notice the sign. The sign is not meant to be read individually, anyway, but “to form part of the panorama of everyday life.” It is as a contributor to this panorama that the grocer serves the system. The message of the panorama is not the message on the sign but the message: “this sign-hanging is what the ideology demands of us today and we are complying.” Those who hang the signs are not only complying with the ideology, but are expressing the ideology’s demands, by the same action. They are simultaneously the voice of command and the posture of submission.

This has a pernicious psychological effect. The latent consciousness that you are both victim and perpetrator of this ideological control influences you to identify with the ideology. You feel better both submitting and commanding if you think you are doing so in service of an ideology you believe in, so you have a tendency to try to believe that you believe in this weird, untethered, nonsensical ideology — and you come to see attacks against the ideology as threats to you personally.

Thus the conflict between the aims of life and the aims of the system is not a conflict between… the rulers and the ruled.… In the post-totalitarian system, this line runs de facto through each person, for everyone in his own way is both a victim and a supporter of the system. What we understand by the system is not, therefore, a social order imposed by one group upon another, but rather something which permeates the entire society and is a factor in shaping it, something which may seem impossible to grasp or define (for it is in the nature of a mere principle), but which is expressed by the entire society as an important feature of its life.

…It can happen and did happen only because there is obviously in modern humanity a certain tendency toward the creation, or at least the toleration, of such a system. There is obviously something in human beings which responds to this system, something they reflect and accommodate, something within them which paralyzes every effort of their better selves to revolt. Human beings are compelled to live within a lie, but they can be compelled to do so only because they are in fact capable of living in this way. Therefore not only does the system alienate humanity, but at the same time alienated humanity supports this system as its own involuntary master plan, as a degenerate image of its own degeneration, as a record of people’s own failure as individuals.

We have to acknowledge that alongside the striving for dignity, integrity, and personality that we value and treasure in ourselves, there lives a less-acknowledged, sinister striving “to merge with the anonymous crowd and to flow comfortably along with it down the river of pseudolife.”

Havel says that the post-totalitarian system he has described may have evolved from the merger of traditional totalitarian dictatorship with the modern consumer society. He thinks that the ability to live comfortably within the lie has some connection to “the general unwillingness of consumption-oriented people to sacrifice some material certainties for the sake of their own spiritual and moral integrity[,] their willingness to surrender higher values when faced with the trivializing temptations of modern civilization[, and] their vulnerability to the attractions of mass indifference.” He sees the post-totalitarian system as something like the logical conclusion of these modern tendencies, and wonders if such systems are “a kind of warning to the West, revealing to it its own latent tendencies”.

The Disobedient Grocer

So if going along with the lie means not just submitting to the system, but enforcing the system, what is the alternative for people who find the system intolerable? What if the grocer stops participating in the lie and starts living in the truth?

Well, first and most obviously, the system retaliates. And since the system is enforced not just by the officials who overtly persecute him but by the ordinary citizens, they as part of their life-in-the-lie must also shun him. Does he then just become a vivid display of the danger of rebellion — useful to the regime and no threat to it? According to Havel, no: the grocer’s quixotic act is indeed a serious threat to the system:

By breaking the rules of the game, he has disrupted the game as such. He has exposed it as a mere game. He has shattered the world of appearances, the fundamental pillar of the system. He has upset the power structure by tearing apart what holds it together. He has demonstrated that living a lie is living a lie. He has broken through the exalted façade of the system and exposed the real, base foundations of power. He has said that the emperor is naked. And because the emperor is in fact naked, something extremely dangerous has happened: by his action, the greengrocer has addressed the world. He has enabled everyone to peer behind the curtain. He has shown everyone that it is possible to live within the truth. Living within the lie can constitute the system only if it is universal. The principle must embrace and permeate everything. There are no terms whatsoever on which it can co-exist with living within the truth, and therefore everyone who steps out of line denies it in principle and threatens it in its entirety.

As he said before, the biggest vulnerability of the ideologically-ruled post-totalitarian system is its unmooring from reality. But this vulnerability only becomes a liability when the system is brought into contrast with reality — and the system works hard to ensure that this doesn’t happen; that’s the whole point of that panorama of platitudes and of the conscription of the grocer to play his part in bringing it about.

In the post-totalitarian system, therefore, living within the truth has more than a mere existential dimension (returning humanity to its inherent nature), or a noetic dimension (revealing reality as it is), or a moral dimension (setting an example for others). It also has an unambiguous political dimension. If the main pillar of the system is living a lie, then it is not surprising that the fundamental threat to it is living the truth. This is why it must be suppressed more severely than anything else.

Truth-Force

In Havel’s view, the lie can never gain total control of someone. There’s always a seed of truth left behind. The lie, merely because it so vigorously claims to be the truth and claims to be a route to authenticity, reinforces the idea that there is such a thing as truth and authenticity and that these things are valuable. The truth, then, is not exterminated in the post-totalitarian system, but pushed underground. There, it continues to flow through society like an underground stream. Those who decide to live in the truth are not, therefore, isolated and having to invent themselves from scratch, but they’re able to tap into this reservoir.

Because the post-totalitarian system is so detached from and hostile to the truth, the flow of this underground stream can evade its notice, “and by the time it finally surfaces into the light of day as an assortment of shocking surprises to the system, it is usually too late to cover them up in the usual fashion. Thus they create a situation in which the regime is confounded, invariably causing panic…”

This manner of striking at the main vulnerability of the post-totalitarian ideological system is a peculiar form of opposition: it doesn’t take place in the halls of power or in the voting booth or in conspiratorial revolutionary cells or in strikes and street protests, but at “the level of human consciousness and conscience, the existential level… in the fifth column of social consciousness, in the hidden aims of life, in human beings’ repressed longing for dignity and fundamental rights… This power does not participate in any direct struggle for power; rather, it makes its influence felt in the obscure arena of being itself.” But once established there, it can and does contribute, in subtle but definite ways, to such things as “a social movement, a sudden explosion of civil unrest, a sharp conflict inside an apparently monolithic power structure, or simply an irrepressible transformation in the social and intellectual climate” and thereby has powerful political consequences.

The Prague Spring itself, Havel says, only superficially was a conflict between groups vying for political power. Looked at more closely, it appears as “the final act and the inevitable consequence of a long drama originally played out chiefly in the theatre of the spirit and the conscience of society” and prompted by a few individuals with no pretensions to political power who simply decided to begin living in the truth. The Prague Spring wasn’t the birth of something promising that was then cut down, but the above-ground blooming of something that continues to flourish underground.

And this is why these post-totalitarian ideological systems are so intolerant of leaks and dissent. Why was Solzhenitsyn hounded out of Russia? For the same reason Ed Snowden was hounded into it: “a desperate attempt to plug up the dreadful wellspring of truth, a truth which might cause incalculable transformations in social consciousness, which in turn might one day produce political debacles unpredictable in their consequences.”

But living the truth isn’t just a matter of exposing facts; it isn’t even just a verbal thing: “It can be any means by which a person or a group revolts against manipulation: anything from a letter by intellectuals to a workers’ strike, from a rock concert to a student demonstration, from refusing to vote in the farcical elections to making an open speech at some official congress, or even a hunger strike, for instance.… every free expression of life indirectly threatens the post-totalitarian system politically, including forms of expression to which, in other social systems, no one would attribute any potential political significance, not to mention explosive power.” There’s a reason why Charter 77 was prompted by the prosecution of a rock-and-roll band.

Living in the Truth as a Moral, not Political Revolution

The fact that living-in-a-lie has emerged as a self-perpetuating political system suggests that something has gone badly wrong at the core of society and in the moral centers of the people who make it up. It reveals that we have demoralized ourselves by abandoning our senses of responsibility in order to dissolve our identities in the solvent of mass culture and consumerism.

Seen in this light, the political side effects of living in the truth are secondary to its function of allowing us to reclaim our moral agency. Indeed, because the beneficial political effects of living in the truth are so diffuse and difficult to trace, and the consequences of confronting the system in this way are in contrast so personal and visceral and likely, nobody would be likely to make the attempt if there were not this additional imperative.

Politics Under Post-Totalitarianism

How can a citizen participate in the political process that governs his or her society? In the post-totalitarian system, the normal way to participate is by living in and helping to enforce the lie that perpetuates the stranglehold of the system over the lives of its subjects. Part of this lie is the farcical processes of voting or pleading with representatives and so forth that mimics (and, according to the rules of the lie, constitutes) political deliberation and action. The only form of participation permitted you is one that helps you propel the system that smothers politics, not one that actually allows you to make decisions together with your fellow citizens.

What if you want more than that: participatory politics of equals, rather than the obedient pseudopolitics of the galley slave? Do you participate in the fake elections more vigorously? lobby your fake representatives more persuasively? These things are hopeless and dangerous and make people cynical about politics in general; if you don’t see beyond the officially-sanctioned outlets of pseudopolitics, there seems to be no point to politics at all.

Living in the truth is the remaining method of political activity — the last alternative to the pseudopolitics that the system enforces. This can sometimes trip up the most earnest and well-meaning activists, who may overestimate the usefulness of confrontational and bold “political” acts — that is, acts within the permitted pseudopolitical sphere — and thereby bolster the perceived legitimacy of that sphere. This is another way of participating in the lie. Instead, effective activists need to understand that they’re in a new sort of system with new rules, and they need to be imaginative and not try to build within either the pseudopolitical framework or within models of dissent that would only be appropriate if they were up against a democracy or a traditional dictatorship.

To foment an opposition, don’t paint a picture of a better set of rulers or a new political party or a constitutional amendment or electoral reform or any of that perennial hogwash. Instead, aim concretely and directly at “the continuing and cruel tension between the complex demands of [the post-totalitarian] system and the aims of life, that is, the elementary need of human beings to live, to a certain extent at least, in harmony with themselves… in a bearable way, not to be humiliated by their superiors and officials, not to be continually watched by the police, to be able to express themselves freely, to find an outlet for their creativity, to enjoy legal security, and so on.”

We cannot free ourselves by overthrowing a tyranny and imposing freedom from above the way communism was imposed on us from above; instead we have to strive to become free and then impose our freedom on the government from below.

Dissent and Opposition

Here, Havel spends some time going back to his original question of what “dissent” and “opposition” mean in a post-totalitarian system… In a democracy, the opposition is a party currently out of power working through legitimate channels within the system to try to gain or exert power. In a traditional dictatorship, the opposition is those people who are trying to replace the dictatorship with something else.

He says that the Charter 77 movement is not an opposition in these senses, though some of the signers may have aspirations in this direction. It isn’t a political party with aspirations of gaining political power, and it doesn’t have an alternative system it hopes to install in place of the present state. Nonetheless, “Western journalists” have seized on Charter 77 as an “opposition movement” and the Czech government treats it as an oppositional organization simply by virtue that it “manages to avoid total manipulation and which therefore denies the principle that the system has an absolute claim on the individual.”

“Opposition” is a tricky word. Once the label gets attached to you, you tend to collect a lot of really bad attention from the state: you are considered a traitor and can expect treatment ranging from character assassination to outright execution. But it’s also deceptive in that it defines your work not in its own terms or in how it relates to reality, but in terms of the system of lies you’re trying to escape: rather than living in the truth you find yourself defined as living in opposition to the lie.

Some people who are trying to live in the truth in the Soviet Bloc have gained the title of “dissidents” — something Havel belittles as a sort of Western media-granted celebrity status (he always puts the word in quotation marks).

One danger of this label is that it comes to sound like a sort of special profession — almost like you have to have a license or special training to dissent, or like it’s an activity only for people who have made it their special vocation. In fact, “dissidents” are not people who “consciously decided to be professional malcontents” but ordinary people “who are doing what they feel they must and, consequently, who find themselves in open conflict with the regime.”

The label has a way of separating a small group of people into a sort of elevated clique and treating them like some sort of tiny interest group distinct from society at large: journalists ask “is the government going to respect the rights of the dissidents” rather than “is the government going to respect everyone’s right to live in the truth?”

It is truly a cruel paradox that the more some citizens stand up in defense of other citizens, the more they are labeled with a word that in effect separates them from those “other citizens.”

Small-Scale Work

What of the argument that it’s worth making small concessions to the lie in order to be granted the limited freedom and resources necessary to do good work? Why not work within the system and try to make it better or to ameliorate its problems?

There’s something to this: “It is hard to say how much worse things would be if there were not many hard-working people who simply refuse to give up and try constantly to do the best they can, paying an unavoidable minimum to living within a lie so that they might give their utmost to the authentic needs of society. These people assume, correctly, that every piece of good work is an indirect criticism of bad politics, and that there are situations where it is worthwhile going this route, even though it means surrendering one’s natural right to make direct criticisms.”

But Havel says that this option has become less tenable in Czechoslovakia. Things have become too rotten. It is too difficult to do good work because the compromises are too overwhelming, and too much good work ends up being hijacked and parasitized to feed the corrupting engine of the system. When the system requires total adherence to an ideology that has become totally unmoored from the truth, how much good can you do without butting up against the ideology’s limits? If you decide to stay safe, you lose your ability to do good; if you decide to keep doing good, you find yourself suddenly a “dissident” in spite of your modest intentions.

But this is not one-size-fits-all advice. If you find that in your situation you can do the most good by making tactical concessions to the lie, make your judgment call and do what you can. It is possible to live honorably this way. If you do the right thing and find out that (surprise!) it’s also permitted — that’s a marvelous discovery.

Living in the truth is its own sort of small-scale work; not necessarily overtly oppositional or dissenting at all. Some of this is subtle and not particularly visible — “you simply straighten your backbone and live in greater dignity as an individual.” But other parts of this are more visible and shared: “everything from self-education and thinking about the world, through free creative activity and its communication to others, to the most varied free, civic attitudes, including instances of independent social self-organization.” When there is enough of this going on, it forms the soil in which more overtly and consciously political initiatives can grow.

In other words, a movement of “dissent” requires as its precondition a healthy substrate of independent, grassroots social activity and organization; this in turn depends on individuals willing to seed such independent ways of living by living in the truth as individuals even in the absence of this social support structure.

But remember those quotation marks around “dissent” — it’s not so much that self-consciously dissident groups are going to emerge from this strata of independent ways of living, but that some of these independent ways of living are going to be persecuted by an intolerant government and will thereby become dissident activities.

People and Politics

The “dissident” movements in the Soviet Bloc, Havel says, are defensive in nature: that is, they are defending human beings and human needs against a smothering anti-human system. He contrasts this with political movements, which may have an offensive as well as defensive program, for instance a program to institute a different sort of system or to reform the existing one in a particular way.

Havel thinks this is not a liability but an advantage: “it forces politics to return to its only proper starting point… individual people.” He thinks that things have gotten so bad in his country that the central issue isn’t about what shape the political system ought to take but about what to do for the people who are enslaved by the political system. In contrast: “In the democratic societies, where the violence done to human beings is not nearly so obvious and cruel, this fundamental revolution in politics has yet to happen, and some things will probably have to get worse there before the urgent need for that revolution is reflected in politics.”

Every society, of course, requires some degree of organization. Yet if that organization is to serve people, and not the other way around, then people will have to be liberated and space created so that they may organize themselves in meaningful ways. The depravity of the opposite approach, in which people are first organized in one way or another (by someone who always knows best “what the people need”) so they may then allegedly be liberated, is something we have known on our own skins only too well.

Revolt and Law

So maybe it’s time to revolt, to overthrow the system entirely and to enact a new one by force. But such a revolt is difficult to imagine in the post-totalitarian system. Such a revolt involves two opposed forces of roughly equivalent strength meeting in the arena of actual force and political power. But in the post-totalitarian system:

Society is not sharply polarized on the level of actual political power, but, as we have seen, the fundamental lines of conflict run right through each person. In this situation, no attempt at revolt could ever hope to set up even a minimum of resonance in the rest of society, because that society is soporific, submerged in a consumer rat race and wholly involved in the post-totalitarian system (that is, participating in it and acting as agents of its automatism), and it would simply find anything like revolt unacceptable. It would interpret the revolt as an attack upon itself and, rather than supporting the revolt, it would very probably react by intensifying its bias toward the system, since, in its view, the system can at least guarantee a certain quasi-legality. Add to this the fact that the post-totalitarian system has at its disposal a complex mechanism of direct and indirect surveillance that has no equal in history and it is clear that not only would any attempt to revolt come to a dead end politically, but it would also be almost technically impossible to carry off. Most probably it would be liquidated before it had a chance to translate its intentions into action. Even if revolt were possible, however, it would remain the solitary gesture of a few isolated individuals and they would be opposed not only by a gigantic apparatus of national (and supranational) power, but also by the very society in whose name they were mounting their revolt in the first place. (This, by the way, is another reason why the regime and its propaganda have been ascribing terroristic aims to the “dissident” movements and accusing them of illegal and conspiratorial methods.)

“Dissident” movements tend to have a strong bias against violent change, though not one that veers dogmatically into pacifism:

“[D]issidents” tend to be skeptical about political thought based on the faith that profound social changes can only be achieved by bringing about (regardless of the method) changes in the system or in the government, and the belief that such changes — because they are considered “fundamental” — justify the sacrifice of “less fundamental” things, in other words, human lives.

The “dissident” view is that you don’t change the system first, but that the system changes incidentally as an artifact that represents the changes that take place in the people who uphold and evolve the system. They “do not shy away from the idea of violent political overthrow because the idea seems too radical, but on the contrary, because it does not seem radical enough.”

Thus an attitude that turns away from abstract political visions of the future toward concrete human beings and ways of defending them effectively in the here and now is quite naturally accompanied by an intensified antipathy to all forms of violence carried out in the name of a better future, and by a profound belief that a future secured by violence might actually be worse than what exists now; in other words, the future would be fatally stigmatized by the very means used to secure it.

Havel notes that many of the “dissident” groups claim to be acting in the defense of various doctrines of international or national law — “such as the Universal Declaration of Human Rights, the International Covenants on Human Rights, the Concluding Act of the Helsinki Agreement, and the constitutions of individual states.” Why might this be? After all, it is completely naive to think that their governments actually respect these laws, have any interest in respecting them, or can be compelled by some greater force to respect them. Is pretending that the law is meaningful just another way of living in the lie?

I can relate to this. I frequently find myself frustrated by activists who seem to get bogged down in pointless legalistic codswallop — whether it be that cult of American libertarians and paleoconservatives who worship at the altar of the True Constitution, or those peace activists who think they can pass a law against war. Instead of working for change in the real world, these activists spend their lives wrapping words around a tar baby.

But Havel means to defend the legalistic approach, at least as it applies to the post-totalitarian system.

This system is not dominated by power-wielding groups or individuals, the way a traditional totalitarian system is, but by bureaucracy and ideology. Such a system “is utterly obsessed with the need to bind everything in a single order: life in such a state is thoroughly permeated by a dense network of regulations, proclamations, directives, norms, orders, and rules.” The legal code is one expression of the ideology that serves the system and that the system serves, and it is the expression of one of the lies of the system: that it is well-regulated, governed by law, eager for justice, and vigorous in its defense of human rights.

If an outside observer who knew nothing at all about life in Czechoslovakia were to study only its laws, he would be utterly incapable of understanding what we were complaining about. The hidden political manipulation of the courts and of public prosecutors, the limitations placed on lawyers’ ability to defend their clients, the closed nature, de facto, of trials, the arbitrary actions of the security forces, their position of authority over the judiciary, the absurdly broad application of several deliberately vague sections of that code, and of course the state’s utter disregard for the positive sections of that code (the rights of citizens): all of this would remain hidden from our outside observer.…

But that is not all: if our observer had the opportunity to study the formal side of the policing and judicial procedures and practices, how they look “on paper,” he would discover that for the most part the common rules of criminal procedure are observed: charges are laid within the prescribed period following arrest, and it is the same with detention orders. Indictments are properly delivered, the accused has a lawyer, and so on. In other words, everyone has an excuse: they have all observed the law. In reality, however, they have cruelly and pointlessly ruined a young person’s life, perhaps for no other reason than because he made samizdat copies of a novel written by a banned writer, or because the police deliberately falsified their testimony (as everyone knows, from the judge on down to the defendant). Yet all of this somehow remains in the background. The falsified testimony is not necessarily obvious from the trial documents and the section of the Criminal Code dealing with incitement does not formally exclude the application of that charge to the copying of a banned novel. In other words, the legal code — at least in several areas — is no more than a façade, an aspect of the world of appearances. Then why is it there at all? For exactly the same reason as ideology is there: it provides a bridge of excuses between the system and individuals, making it easier for them to enter the power structure and serve the arbitrary demands of power. The excuse lets individuals fool themselves into thinking they are merely upholding the law and protecting society from criminals.

The legal code is also the formal mechanism through which the various parts of the system communicate with each other and establish their places in the system. It’s a sort of scaffolding. “It provides their whole game with its rules and engineers with their technology.… Without the legal code functioning as a ritually cohesive force, the post-totalitarian system could not exist.”

So this is the reasoning behind the legalistic approach. There’s no need to pretend that the law is anything but what it is, but that doesn’t mean that the law cannot be used to advantage. The system depends on it and, to some extent anyway, must flow through the channels it defines in order to function.

I have frequently witnessed policemen, prosecutors, or judges — if they were dealing with an experienced Chartist [Charter signer] or a courageous lawyer, and if they were exposed to public attention (as individuals with a name, no longer protected by the anonymity of the apparatus) — suddenly and anxiously begin to take particular care that no cracks appear in the ritual. This does not alter the fact that a despotic power is hiding behind that ritual, but the very existence of the officials’ anxiety necessarily regulates, limits, and slows down the operation of that despotism.

I didn’t find Havel’s defense to be very convincing, and he acknowledges the limitations of the legalistic approach, and in particular legalistic utopianism. Better laws, or a better legal system, or better adherence to the law isn’t the answer we’re looking for.

Building Parallel Structures

There’s another choice besides the alternatives of revolt and legalism. Rather than try to overthrow the current system, or to try to figure out how to turn its rulebook against it, you can extend your participation in ways of life that substitute for the system’s.

In a way this naturally follows from the independent ways of living mentioned earlier. As more people live in the truth and develop these independent ways of living, they will more and more do so together, interacting and creating new ways of organizing and structuring these independent activities. These new organizations and structures will fill spaces that the State has left unfilled, or that it tries but fails to completely monopolize. Some examples of this in Czechoslovakia were the underground music scene and the samizdat publishing and distribution industry, but the form had potential to extend further, into such things as “parallel forms of education (private universities), parallel trade unions, parallel foreign contacts, to a kind of hypothesis on a parallel economy” and eventually a parallel state (Havel attributes these ideas to Václav Benda).

This approach has a lot to be said for it. It is people-centered, it is not just aimed at establishing some future benefit but is inherently beneficial in the here-and-now, it’s practical and not just theoretical, it’s something everyone can participate in, and it’s radical in the sense that it works directly at the root of people’s day-to-day lives rather than in the superstructure of the system.

Because people who decide to break with the system and live in the truth are, at first anyway, isolated rebels distinct from society, there is a temptation to see them as individualists in retreat from society: outcast or in isolation (the title “dissident” is another way of emphasizing this point of view). It is more accurate to see them not as retreating from society but advancing before it: as experimental pathfinders beating new trails and inviting society to follow their lead. Similarly, when groups of people develop parallel structures that substitute for those sanctioned by the system, this is not an act of monastic retreat or ghettoization but one of experimental advance.

So be careful not to see this parallel world as an end in itself, as though once we get it established we will be able to migrate there and leave the other world behind. So long as the system rules, our participation in the parallel world will be tainted by the same schizophrenia that everyone under the post-totalitarian system suffers: trying to live with partial respect for the truth and partial subservience to the lie. The point is not to establish an underground in which you can enjoy furtive moments of freedom, but to free everyone (a sort of mahāyāna agorism perhaps).

The system will react to these parallel structures in two ways: by trying to repress them and by trying to coopt them. The repression is straightforward: practices will be banned, practitioners persecuted. Cooptation is a little more subtle. The system may adopt those aspects of the parallel world that are especially popular or effective or difficult to control. This may be a positive thing, something of a real reform, but it often is just a way of rendering the parallel world safe to the system — defanging it, integrating it into the lie, and slapping a patina of progress and liberality onto the system’s façade. It can be confusing, if not deliberately baffling.

But the cooptation works both ways, and it will be through such grudging attempts at compromise that the post-totalitarian system will eventually wither away. You cannot make a generalization and say either that all of these attempts at cooptation are bad and should be resisted or that all of them are good and should be encouraged. Is your attempt at a parallel structure partially contaminated by the system? Of course it is. Don’t let this discourage you; don’t let the perfect be the enemy of the good; just keep your ideals pure of the contamination of political compromise and keep moving forward in the direction they point.

The post-totalitarian system and the parallel system of people developing ways of coordinating their lives of living in the truth are two incompatible worlds, and one of them must go: “either the post-totalitarian system will go on developing (that is, will be able to go on developing), thus inevitably coming closer to some dreadful Orwellian vision of a world of absolute manipulation, while all the more articulate expressions of living within the truth are definitely snuffed out; or the independent life of society (the parallel polis), including the ‘dissident’ movements, will slowly but surely become a social phenomenon of growing importance, taking a real part in the life of society with increasing clarity and influencing the general situation.”

What will prompt the coup de grâce is impossible to predict. It will probably be some accident of history or the culmination of trends that are only clear in retrospect if at all. Our task is not to plot this revolution but to lay the groundwork that makes it possible or inevitable.

The Crisis of Contemporary Technological Society

The problem we’re faced with is deeper than the specific post-totalitarian system we’re up against.

Technology — that child of modern science, which in turn is a child of modern metaphysics — is out of humanity’s control, has ceased to serve us, has enslaved us and compelled us to participate in the preparation of our own destruction. And humanity can find no way out: we have no idea and no faith, and even less do we have a political conception to help us bring things back under human control. We look on helplessly as that coldly functioning machine we have created inevitably engulfs us, tearing us away from our natural affiliations (for instance, from our habitat in the widest sense of that word, including our habitat in the biosphere) just as it removes us from the experience of Being and casts us into the world of “existences.”

Here, too, we need a revolution, but it’s going to have to be more fundamental, not “merely philosophical, merely social, merely technological, or even merely political” but existential, “a generally ethical — and, of course, ultimately a political — reconstitution of society.”

The post-totalitarian system is only one aspect — a particularly drastic aspect and thus all the more revealing of its real origins — of this general inability of modern humanity to be the master of its own situation. The automatism of the post-totalitarian system is merely an extreme version of the global automatism of technological civilization. The human failure that it mirrors is only one variant of the general failure of modern humanity.

And Western liberal democracy — that famous “end of history” — is not an adequate response to this crisis. “It may even be said that the more room there is in the Western democracies (compared to our world) for the genuine aims of life, the better the crisis is hidden from people and the more deeply do they become immersed in it.…

People are manipulated in ways that are infinitely more subtle and refined than the brutal methods used in the post-totalitarian societies. But this static complex of rigid, conceptually sloppy, and politically pragmatic mass political parties run by professional apparatuses and releasing the citizen from all forms of concrete and personal responsibility; and those complex focuses of capital accumulation engaged in secret manipulations and expansion; the omnipresent dictatorship of consumption, production, advertising, commerce, consumer culture, and all that flood of information: all of it, so often analyzed and described, can only with great difficulty be imagined as the source of humanity’s rediscovery of itself.… In a democracy, human beings may enjoy many personal freedoms and securities that are unknown to us, but in the end they do them no good, for they too are ultimately victims of the same automatism, and are incapable of defending their concerns about their own identity or preventing their superficialization or transcending concerns about their own personal survival to become proud and responsible members of the polis, making a genuine contribution to the creation of its destiny.

For this reason, it would be short-sighted for post-totalitarian dissidents to set their sights on trying to establish a democracy of this sort as anything but a temporary stepping stone to a society of dignity. If we are confronted with a “post-totalitarian” situation, we need a “post-democratic” solution.

What Is to Be Done?

What we really need is not a reformation of the political order, but a reconstitution of the larger human order of which the political order is just a part. And this means a society-wide moral revolution of such things as “[a] new experience of being, a renewed rootedness in the universe, a newly grasped sense of higher responsibility, a newfound inner relationship to other people and to the human community.… In other words, the issue is the rehabilitation of values like trust, openness, responsibility, solidarity, love.”

The political reformation will follow naturally from this. It is hazardous to try to predict in advance what it will look like, but there are some aspects that we might anticipate: It will probably rely more on smaller units of organization that are based on natural communities of people with shared interests (rather than big states with arbitrary geographical boundaries). These units of organization will not have monopolistic impulses but will be welcoming of new and of parallel structures. They will be less formal — not like organizations but like communities. Their authority will be based on their utility, not on sovereignty. They will be more likely to spring up ad-hoc as needed rather than being on-going institutions. Individuals who have authority will not have it by virtue of their title or position, but because of the trust they have earned in taking responsibility for the specific tasks at issue. This may mean that they enjoy more political power than the politicians today.

And this goes for economic organization as well as political organization: Self-managed, purposeful units — not autonomous, self-interested corporate institutions with subservient workers who have no stake in or responsibility for their work.

And come to think of it… these little clusters of people living in the truth, finding each other, forming human bonds of solidarity by desperate necessity, and creating experiments in parallel structures based on concrete human needs — aren’t they demonstrative examples of the sort of world we’re trying to feel our way toward?


“Let them march all they want, as long as they pay their taxes.” ―General Alexander Haig

This button is sold at the NWTRCC on-line store.

Several years ago I tried to track down a source for this quote, which has been popular in war tax resistance circles for over three decades. I didn’t have any luck.

The quote still gets trotted out regularly by war tax resisters, even though the number of people who know who Alexander Haig was must be pretty small by this time. I’ve used it myself once or twice. It’s a good quote that makes a good point. I assumed it was genuine. But now I think it’s apocryphal and should be retired unless there’s a good source for it somewhere.

The most detailed accounts of the context of the quote claim that it was in response to the “March and Rally for Peace and Disarmament” that took place in New York City on . At the time, Haig was Secretary of State in the Reagan administration (though not for long — he submitted his resignation later that month). In some tellings, he was in the White House, and reacted spontaneously to the sight of a coordinated protest nearby. In others, he was asked by a reporter to comment on the New York protest some time after it happened.

It has proven difficult to find examples of this quote from earlier than or so. And even by the quote has mutated into a variety of forms, for example:

  • “Let them march, so long as they pay their taxes.” (letter to the editor in the SANE/Freeze newsletter)
  • “Let them march all they want, as long as they continue to pay their taxes.” (Robert Irwin’s Building a Peace System, 1989)
  • “Let them demonstrate all they want, just as long as they pay their taxes.” (letter to the editor in the Bay Area Reporter, )

This suggests to me that this was something circulating in the “oral tradition” in the peace movement of the time. People remembered the gist of the quote, and it was too good not to use, even if they didn’t have an authoritative source for the quote handy. I found many examples of the quote being deployed, but none of them gave a source for the quote that was precise enough for me to look up. It began to look like this was one of those spurious apocryphal quotes that spreads like an urban legend because it’s “too good to check.”

I used various permutations of “[Let them / They can] [march / protest / demonstrate] [all they / as much as they] [want / like] [as long as / so long as / just as long as / if] they [pay / just pay / continue to pay / keep paying] their taxes” to hunt through newspaper archives and old books to try to find the origin of this quote, but I lost the trail pretty quickly.

Larry Rosenwald recently ran into the same difficulty tracking down the quote, and he asked on the wtr-s email list “I tried to trace the quotation to its origin, and I couldn’t find anything precise. Does anyone know the story here? Did Haig actually say this, and if so when and where?” So far nobody has been able to come up with a good source, but there’s since been some interesting back-and-forth on that list about whether or not war tax resisters should continue to use this quote in their propaganda even though they don’t seem to have any good reason to believe it’s genuine. There was a surprising amount of support for the idea that it doesn’t really matter whether it’s true or not: